Compliance Advisor Jobs in New York, NY

Equitable Advisors - New York, NY, United States

laws. NOTE: Equitable participates in the E-Verify program. NOTE: Due to company compliance guidelines, Equitable Advisors is unable to provide any sponsorship for its Wealth Management Associate

from: linkedin.com - 17 days ago

JPMorgan Chase Bank, N.A. - New York, NY

(such as Digital vendors, transfer agents and administrators) and their counterparts at our platform partners. As an account manager you will support Wealth Management Client Advisors and their clients within

from: JPMorgan Chase Bank, N.A. - 3 days ago

Infosys Consulting - , NY, United States

Social Media hub for Financial Advisors to post content (compliance approved) to multiple social media sites Comprehensive portal to do a “Best Match” and find a Financial Advisor (Individual or Teams

from: linkedin.com - 17 days ago

TBG | The Bachrach Group - New York, NY, United States

, customers and other business partners. • Support senior personnel to strategically develop and manage relationships with brokers, insurance underwriters, adjusters, TPAs, legal counsel and other advisors

from: linkedin.com - 16 days ago

Capital One - New York, United States

Center 2 (19050), United States of America, McLean, Virginia Manager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role Competitive

from: efinancialcareers.com - 28 days ago

Green Key Resources - New York, NY, United States

compliance certification from sub-advisors, reporting results to management and oversight committees and evaluating the adequacy of due diligence on new Trust related vendors Perform other duties as directed

from: linkedin.com - 17 days ago

Mitlin Financial, Inc® - , NY, United States

model to help clients meet their financial objectives Collaborative working environment with stakeholders including compliance Participate in firm meetings, training, and client events Maintain

from: linkedin.com - 24 days ago

PwC - New York, United States

individuals and Form K1 production and compliance; Possessing considerable experience identifying and addressing client needs; Leading as a business advisor, including developing new relationships, making Competitive

from: efinancialcareers.com - 9 days ago

Maimonides Medical Center - New York, NY, United States

delivery and responsiveness to employee needs. Prepare and present regular reports on key HR metrics/dashboard/scorecard, compliance status, and benefits utilization to senior leadership. Serve

from: linkedin.com - 25 days ago

Ascension Search Partners - New York, NY, United States

. Responsibilities Assist in the tax return compliance process by coordinating with external advisors to ensure timely filing of income tax returns and tax payments in all jurisdictions. Review multistate partnership

from: linkedin.com - 30 days ago