Compliance Advisor Jobs in New York, NY

Capital One - New York, United States

Center 2 (19050), United States of America, McLean, VirginiaManager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role

from: us.lifeworq.com (+1 source) - 3 days ago

BNP Paribas - New York, NY, United States

We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets (“ECM”) business for BNP Paribas...

from: linkedin.com - 18 days ago

Ameriprise Financial Services, LLC - , NY, United States

products and services Success at planning/managing resources and high level of interpersonal skills Ability to adhere to rules and regulations as required by advisor and Ameriprise Financial Ability

from: linkedin.com - 4 days ago

BNY Mellon - New York, United States

for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. This role is located in New York City, NY - HYBRID. In this role, you’ll make an impact in the following ways Competitive

from: efinancialcareers.com - 3 days ago

Ascension Search Partners - New York, NY, United States

. Responsibilities Assist in the tax return compliance process by coordinating with external advisors to ensure timely filing of income tax returns and tax payments in all jurisdictions. Review multistate partnership

from: linkedin.com - 5 days ago

The Goodkind Group, LLC - New York, NY, United States

Senior Tax Compliance Associate Responsibilities: • Perform thorough and precise tax allocations for partnership income, ensuring accuracy and compliance. • Collaborate closely with financial

from: linkedin.com - 7 days ago

Citi - New York, United States

Lead Financial Officers (LFO) are Finance partners and strategic advisors to the functions and businesses they support. This Global Legal Affairs and Compliance (GLAC) sub-function LFO role $163,600.00 - $245,400.00

from: efinancialcareers.com - 2 days ago

AlTi Tiedemann Global - , NY, United States

and review of the annual and quarterly income tax provision calculations and relevant SEC financial statement disclosures Manage and review AlTi’s federal, state, and local tax compliance, including engaging

from: linkedin.com - 8 days ago

Morgan Stanley - , NY, United States

Draft/revise and execute on policies Providing financial crimes subject matter expertise on changes in regulatory requirements and serving as an effective advisor to the business, legal, risk

from: linkedin.com - 10 days ago

Keller Executive Search - New York, NY

in strategic planning and providing insightful analyses and recommendations for the USA. Engage with third-generation family members as a financial consultant and advisor, leveraging expertise to influence 250,000 - 300,000

from: workable.com (+1 source) - 5 days ago