Compliance+officer Jobs in New York, NY

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Trust Compliance and Risk Officer  

Green Key Resources - New York, NY, United States

Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal

from: linkedin.com - 8 days ago

Compliance Officer  

S&P Global - New York, United States

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible Competitive

from: efinancialcareers.com - 12 days ago

Compliance Officer-Swap Dealer/Security-Based Swap Dealer  

Natixis Corporate & Investment Banking - New York, NY, United States

Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day

from: linkedin.com - 11 days ago

Compliance Officer - Risk Assessment  

QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States

- Bachelor’s degree in Finance, Business Administration, or a related field. Advanced degrees or relevant certifications would be advantageous...

from: linkedin.com - 15 days ago

Compliance Product Officer - Program Office of Fair Lending & Privacy - VP  

Citi - New York, United States

Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs $142,320.00 - $213,480.00

from: efinancialcareers.com - 4 days ago

Chief Compliance Officer (CCO)  

Talently Recruiting - New York, NY, United States

Job Title : Chief Compliance Officer Location : Bronx, NY Skills : Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity : We are a rapidly growing healthcare company

from: linkedin.com - 20 days ago

Compliance Officer (Trading Firm)  

, NY, United States

Leading Trading Firm is looking to hire a Compliance Officer in New York City. This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build

from: linkedin.com - 21 days ago

Compliance Product Officer (VP) - Fair Lending - Credit Operations  

Citi - New York, United States

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies, policies, procedures, processes $142,320.00 - $213,480.00

from: efinancialcareers.com - 4 days ago

Senior Compliance Officer  

Global Investment Bank and Broker Dealer - , NY, United States

Seeking 2-5 years of compliance experience at a highly regulated investment bank or broker dealer Reviewing personal trading activities...

from: linkedin.com - 22 days ago

Compliance Officer  

Cardea Group - New York, NY, United States

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking

from: linkedin.com - 29 days ago


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