Compliance+officer Jobs in New York, NY
Partnership Employment - New York, NY, United States
Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and internal policies related to trade
from: linkedin.com - Yesterday
Rutherford - , NY, United States
A newly established and growing fund focusing on global macro strategies ($5bn+ AuM)is looking to introduce a Senior Compliance Officer into their New York team on a 4-5 month contract basis
from: linkedin.com - Yesterday
Hold Brothers - New York, NY
with compliance questions and other needs. Requirements Bachelor’s degree in law, finance, business management or a related field. 3+ years’ proven experience in a compliance officer role and broker/dealer-related 110,000 - 150,000
from: workable.com - 3 days ago
Hamlyn Williams - , NY, United States
Location: New York City or Dallas - Hybrid Client: Leading Investment Management Firm (IPO) $300,000 - 400,000 total comp + stock options...
from: linkedin.com - Yesterday
JCW - New York, NY, United States
Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer is seeking a skilled and experienced Crypto Compliance Officer
from: linkedin.com - 2 days ago
PIMCO - New York, United States
are required. The Compliance Officer's key responsibilities include, but are not limited to the following: Support the development and implementation of the Code of Ethics compliance program, working closely Competitive
from: efinancialcareers.com - Yesterday
Ascendo Resources - New York, NY, United States
preferred. Compliance certification is a plus. 3+ years of experience in HR as a Compliance Coordinator or Officer in a healthcare organization. Thorough knowledge of employment-related laws and regulations
from: linkedin.com - 6 days ago
Cardea Group - New York, NY, United States
Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer
from: linkedin.com - 8 days ago
S&P Global - New York, United States
to compliance management on compliance developments, and participating in reviews, investigations and other compliance monitoring / ad hoc activities. The Team: The Compliance Policy Officer will join Competitive
from: efinancialcareers.com - 6 days ago
Ascendo Resources - New York, NY, United States
Our client, a dynamic, for-profit Behavioral Healthcare Company is looking to hire a Compliance Officer for their Union Square location in NYC ! This is an on-site role working Monday to Friday 9am
from: linkedin.com - 9 days ago
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