Chief Compliance Officer Jobs in New Hyde Park, NY

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - Yesterday

Simmons & Hanbury - , NY, United States

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities

from: linkedin.com - 14 days ago

QBE Insurance - New York, United States

and engaging with key stakeholders such as risk, internal audit, procurement, HR and legal • Oversee QBE NA's Sanctions program, inclusive of environment scanning, training and screening for sanctioned entities $217,000 - $325,000

from: efinancialcareers.com - 2 days ago

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 23 days ago

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 23 days ago

In House Jobs | JDHuntr - New York, NY

In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY To apply go to JDHuntr.com *Exercises responsible financial management of the Legal

from: get.it - 20 days ago

Larson Maddox - Greenwich, CT, United States

, this position is intended to grow into a Chief Compliance Officer / Regulatory Counsel – Regulated Funds role in the near term. Key responsibilities include: Ensure ongoing adoption, implementation and management

from: linkedin.com - 7 days ago

EPSG - Melville, NY, United States

. This pivotal role will report directly to our Chief Operating Officer and oversee all aspects of human resource management, including talent acquisition, employee onboarding, HR compliance, employee development

from: linkedin.com - 3 days ago

In House Jobs | JDHuntr - New York City, NY

In House Counsel Jobs New York | JDHuntr 42474 Chief Officer, Compliance, New York, NY To apply go to JDHuntr.com Surveying and interpreting our regulatory and broader risk landscape in the USA

from: get.it - 13 days ago

GQR - , NY, United States

. Reporting directly to the Chief Human Resources Officer, you will play a crucial role in attracting, retaining, and motivating top talent within the organization while ensuring competitive compensation

from: linkedin.com - 3 days ago