Compliance Jobs in Miami, FL

Leeds Professional Resources - Miami, FL, United States

Responsibilities Develop and implement an effective legal compliance program Create sound internal controls and monitor adherence to them Draft and revise company policies Proactively audit processes

from: linkedin.com - 5 days ago

Leeds Professional Resources - Miami, FL, United States

Exciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule. Responsibilities: Risk

from: linkedin.com - 5 days ago

Velox Clearing - Miami, FL, United States

Clearing Firm Looking for a Risk Manager - Please only apply if you have clearing or Broker/Dealer firm experience. We are a clearing broker/dealer located in Miami, Florida in search of a Compliance

from: linkedin.com - 5 days ago

Leeds Professional Resources - Miami, FL, United States

Responsibilities: Risk and Compliance Conduct audits and testing of broker/dealer branch offices for their compliance of written policies and procedures Provide timely written reports to document

from: linkedin.com - 8 days ago

Creand Wealth Management (Beta Capital) - Miami, FL, United States

Creand Wealth Management is looking for an experienced Compliance & Onboarding Officer for our Brickell office, to be responsible for assisting the Firm in executing the compliance program

from: linkedin.com - 6 days ago

JCW - Miami, FL, United States

Job Title: Compliance Operations Officer Location: Miami, FL Company: Global Investment Management Firm Experience Level: 1-3 Years Overview: As a Compliance Operations Officer at a global investment

from: linkedin.com - 6 days ago

Insigneo - Miami, FL, United States

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program and plan

from: linkedin.com - 5 days ago

ADV-SOC, Inc - Miami, FL, United States

hybrid role as a Permitting Compliance Manager at ADV-SOC, Inc. The Manager will be responsible for ensuring compliance with permits, regulations, and environmental standards. Key responsibilities include

from: linkedin.com - 8 days ago

Institute for Justice - Miami, FL, United States

rules and determine compliance for filings. Manage pretrial preparation and assist during trials. Communicate and work on cases with attorneys and peers in other offices. Take notes at moot courts. Other

from: linkedin.com - Yesterday

Emprise Bank - Miami, FL, United States

-party relationships Work with vendor owners to assign risk ratings for all Third parties using consistent metrics Include support from BSA, Compliance, Credit Risk, Tech Compliance and others

from: linkedin.com - 2 days ago