Compliance Jobs in Miami, FL

Ascendo Resources - Miami, FL, United States

Seeking a Compliance Associate to cover Asset Management / Advisory Business We are seeking a candidate who will be responsible for working on policies & procedures for the compliance program

from: linkedin.com - 9 days ago

Kent Daniels & Associates, Inc. - Miami, FL, United States

to bring subject matter expertise to the governance program, partnering with legal support, operations, and technology teams to ensure compliance with Firm policies and client outside counsel guidelines

from: linkedin.com - 10 days ago

Taylor Root - Miami, FL, United States

Our client, an international sports governing body, is seeking a Compliance and Risk Manager to join their Legal and Compliance team in Miami, FL. The candidate will play a pivotal role

from: linkedin.com - 6 days ago

CompuMed Vocational Careers - Miami, FL, United States

Summary: The Director of Compliance performs varied and complex administrative duties in the management and coordination of a large specialized project and/or program. Requires independent judgment

from: linkedin.com - 10 days ago

Leeds Professional Resources - Miami, FL, United States

We are seeking a Regulatory Compliance Specialist with experience from a broker-dealer to join our client's team. This role requires fluency in English and Spanish, and FINRA licensing is a plus

from: linkedin.com - 10 days ago

Leeds Professional Resources - Miami, FL, United States

Exciting opportunity for a Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule. Responsibilities: Risk

from: linkedin.com - 10 days ago

OneBridge Search - Miami, FL, United States

Securities SEC filings support – assist, prepare, review and submit periodic reports filed with the U.S. Securities and Exchange Commission for Section 16 compliance (Forms 3, 4 and 5), assist on filings of 10

from: linkedin.com - Yesterday

OneBridge Search - Miami, FL, United States

Securities SEC filings support – assist, prepare, review and submit periodic reports filed with the U.S. Securities and Exchange Commission for Section 16 compliance (Forms 3, 4 and 5), assist on filings of 10

from: linkedin.com - Yesterday

Plona Partners - Miami, FL, United States

the Firm’s processes for implementing walls. Skills/Qualifications 3+ years of law firm experience, preferably in risk management or corporate compliance. Law degree from an accredited law school. Active bar

from: linkedin.com - Yesterday

Larson Maddox - Miami, FL, United States

to clients to ensure compliance with employment laws and regulations. Draft legal documents and negotiate settlement agreements. Staying informed about changes in employment laws and regulations to ensure

from: linkedin.com - Yesterday