Compliance Jobs in Miami, FL

Velox Clearing - Miami, FL, United States

OPERATIONS ASSOCIATE (Correspondent Clearing Firm) We are a clearing broker/dealer located in Miami, Florida in search of a Compliance Associate with 2-3 years of relevant experience working within

from: linkedin.com - 4 days ago

Leeds Professional Resources - Miami, FL, United States

Responsibilities: Risk and Compliance Conduct audits and testing of broker/dealer branch offices for their compliance of written policies and procedures Provide timely written reports to document

from: linkedin.com - 5 days ago

Taylor Root - Miami, FL, United States

Our client, an international sports governing body, is seeking a Sanctions Compliance Manager to join their Legal and Compliance team in Miami, FL. The candidate will play a pivotal role in ensuring

from: linkedin.com - 12 days ago

Taylor Root - Miami, FL, United States

Our client in the sporting industry is seeking a Senior Regulatory Governance and Compliance Legal Counsel to join their Legal and Compliance team in Miami, FL. The candidate will handle all matters

from: linkedin.com - 12 days ago

Larson Maddox - Miami, FL, United States

compliance in a fast-paced, high-growth environment. The team is comprised of open-minded, cooperative individuals who are dedicated to delivering exceptional results for clients. As Deputy General Counsel

from: linkedin.com - Yesterday

Belong - Miami, FL, United States

on the intricacies of our legal landscape, helping solidify our compliance frameworks, and providing valuable services to our community members. Your expertise will be pivotal in supporting and developing all legal

from: linkedin.com - 3 days ago

Axiom Recruit - Miami, FL, United States

with a rapidly growing sector leader, one that offers an exciting career path and a great working environment. The Role With a focus on developing and implementing a regulatory compliance framework and Licensing

from: linkedin.com - 4 days ago

Ascendo Resources - Miami, FL, United States

strategies for consumer loans and credit cards that align with the bank’s business objectives. review, and implement policies and procedures to ensure product competitiveness, compliance, and efficiency

from: linkedin.com - Yesterday

Selby Jennings - Miami, FL, United States

of the firm's BDC investment funds, ensuring accuracy, compliance, and transparency in reporting. Job Responsibilities: Manage all aspects of financial reporting for the investment funds, including quarterly

from: linkedin.com - Yesterday

BMI Companies - Miami, FL, United States

and effectiveness of financial activities within BMI, guaranteeing the correct processing of accounts receivable and payable, according to the organization's policies, and adherence to accounting and tax compliance

from: linkedin.com - Yesterday