Chief Compliance Officer Jobs in Mamaroneck, NY

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Chief Compliance Officer  

Fast Lab Tech : Fast, Simple COVID Testing & More In NYC - , NY, United States

, and patient care. We are seeking an experienced and highly motivated Chief Compliance Officer to join our team and ensure our operations adhere to all regulatory requirements and best practices. Job Summary

from: linkedin.com - 8 days ago

Chief Compliance Officer  

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 13 days ago

Risk Management & Compliance - Chief Financial Officer Business Management -Vice President  

JPMorgan Chase Bank, N.A. - Jersey City, NJ

advisors to the Risk and Compliance organization. As part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer, RM&C Chief Financial Officer and the Risk Operating

from: JPMorgan Chase Bank, N.A. - 3 days ago

Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor  

Société Générale - , NY, United States

Identify and prioritize compliance and regulatory risk associated with the RIAs, as well as identify challenges for the organization...

from: linkedin.com - 8 days ago

Chief Compliance Officer (CCO)  

Talently Recruiting - New York, NY, United States

Job Title : Chief Compliance Officer Location : Bronx, NY Skills : Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity : We are a rapidly growing healthcare company

from: linkedin.com - 20 days ago

Chief Compliance Officer  

QBE Insurance - New York, United States

and engaging with key stakeholders such as risk, internal audit, procurement, HR and legal • Oversee QBE NA's Sanctions program, inclusive of environment scanning, training and screening for sanctioned entities $217,000 - $325,000

from: efinancialcareers.com - 22 days ago

SVP, Global Employment Attorney  

The PeterSan Group and PeterSan Legal Staffing - Greenwich, CT, United States

and transactional matters is essential. This role will work closely with both our General Counsel, our Chief People Officer, and other attorneys within our Legal group. Responsibilities • Work with HR to resolve

from: linkedin.com - 8 days ago

SVP, Employment Counsel – Global Financial Services Platform  

Larson Maddox - Greenwich, CT, United States

to work on a variety of HR-related initiatives on a global level. Key Responsibilities : Work closely with the General Counsel and Chief Human Resources Officer on various employee relation matters. Support

from: linkedin.com - 7 days ago

Compliance, Swap Dealer Compliance-VCP, Associate, New York  

Goldman Sachs - New York, United States

, Engineering, Risk, Finance and Audit stakeholders. Knowledge of SEC, CFTC & NFA swap regulations is preferred to uplift the compliance program and assist the firm's swap dealing entities and their Chief Competitive

from: efinancialcareers.com - 12 days ago

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Human Resources Manager  

Zaddy Solutions - Hackensack, NJ, United States

all aspects of HR functions, including resource planning, recruitment, performance management, employee relations, and benefits administration. Key Responsibilities: Collaborate with the Chief Human Resources

from: linkedin.com - 8 days ago


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