143 Compliance Officer Jobs in White Plains, NY - page 2
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Compliance Officer (Trading Firm) , NY, United States Leading Trading Firm is looking to hire a Compliance Officer in New York City. This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build 5 days ago
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Senior Compliance Officer Global Investment Bank and Broker Dealer - , NY, United States Developing ongoing policies & procedures & monitoring the Compliance program in accordance with FINRA regulations. Self-starter with... 6 days ago
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Senior Trade Compliance Officer Northrop Grumman - New Malden Clearance Location: New Malden or Cheltenham About Your Opportunity: Northrop Grumman UK Ltd (NGUKL) are seeking a highly motivated Senior Trade Compliance Officer to join our Trade Compliance function based Unspecified 8 days ago
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Compliance Officer Cardea Group - New York, NY, United States Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking 13 days ago
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Contract Compliance Officer Night Shift City Wide Facility Solutions - Paramus, NJ, United States City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ) City Wide , the nation's leading 20 days ago
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Chief Financial Officer Creative Financial Staffing - White Plains, NY Chief Financial Officer CFS is partnering with a local non profit to identify their next CFO to be a strategic thought-partner and report to the Chief Executive Officer (CEO). They will lead $120,000 - $150,000/Year 8 days ago
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Compliance Officer The Goodkind Group, LLC - New York, NY, United States Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities transaction... 20 days ago
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Junior Attorney (Compliance) Greenwich, CT, United States opportunity to learn from seasoned attorneys. Any compliance related background is beneficial but not required. This attorney will report to the firm’s Chief Compliance Officer. What You’ll Do • Provide 13 days ago
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In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Developing and managing the firms compliance testing program, including testing procedures 22 days ago
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Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities 18 days ago
Top locations
- New York, NY (145)
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