Latest Compliance Officer Requirements jobs in West Caldwell, NJ

16 Compliance Officer Requirements Jobs in West Caldwell, NJ

Senior Associate, Aggregate Report Compliance Pyramid Consulting, Inc - Raritan, NJ, United States ) plan, and paid sick leave (depending on work location). Key Responsibilities: Office of the Chief Medical Officer (OCMO) Senior Leadership Team Office of the QPPV Global Regulatory Affairs International 11 days ago
General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States trades. Role Requirements/Qualifications Bachelors Degree and a J.D. Member of New York State Bar 7+ years of experience as a senior legal officer, preferably in-house at an asset management firm. Current 17 days ago
Compliance, Swap Dealer Compliance-VCP, Associate, New York Goldman Sachs - New York, United States landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements, including developing relevant Competitive 2 days ago
Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities 24 days ago
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In House Counsel Jobs New York | JDHuntr 60340 Compliance Officer $120K - $160K, New York, NY In House Jobs | JDHuntr - New York, NY for compliance risks and breaches; and lead the firm's responses to regulatory examinations, audits and inquiries. *Work with the Deputy Compliance Officer to define the requirements for regulatory compliance More than 30 days ago
In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY To apply go to JDHuntr.com Devise, initiate, maintain, and revise compliance and regulatory policies More than 30 days ago
AVP, Banking Book FX Risk Senior Analyst (Hybrid) Citi - New York, United States , liquidity, interest rate risk and Treasury investments, and ensures compliance with all risk-related regulatory requirements. In addition, the team oversees the key risk management methodologies $109,120.00 - $163,680.00 15 days ago
Trade Compliance Officer Hold Brothers - New York, NY Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers 110,000 - 150,000 19 days ago
AVP Compliance Officer role Robert Half - US - New York, United States , and testing of compliance requirements FRB/FED/DFS Regulatory Compliance knowledge. Bachelor Degree Excellent writing, organizational, and interpersonal skills. Proficiency in Microsoft Office suite, including $130k - $160k 21 days ago
Paralegal, Subsidiary Governance Organon - Jersey City, NJ in order to meet state compliance requirements, support company transactions, and manage risks. Ensure that all company subsidiaries are in good standing and qualified to do business in their respective More than 30 days ago

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