Latest Compliance Officer Requirements jobs in Salisbury, NY

16 Compliance Officer Requirements Jobs in Salisbury, NY

Chief Compliance Officer Fast Lab Tech : Fast, Simple COVID Testing & More In NYC - , NY, United States , and patient care. We are seeking an experienced and highly motivated Chief Compliance Officer to join our team and ensure our operations adhere to all regulatory requirements and best practices. Job Summary 3 days ago
Treasury Manager DBI Staffing - New York, NY, United States overseeing cash management, processing payments and compliance with internal and external treasury requirements.This role requires strong analytical skills, attention to detail and the ability to thrive 3 days ago
Compliance, Swap Dealer Compliance-VCP, Associate, New York Goldman Sachs - New York, United States landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements, including developing relevant Competitive 7 days ago
General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States trades. Role Requirements/Qualifications Bachelors Degree and a J.D. Member of New York State Bar 7+ years of experience as a senior legal officer, preferably in-house at an asset management firm. Current 22 days ago
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Tax Specialist Stone Management - New York, United States Responsibilities include: Maintain FATCA compliance Tax information reporting, withholding and customer documentation requirements for the Bank including: Consult with and support $110k - $115k 5 days ago
In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Developing and managing the firms compliance testing program, including testing procedures More than 30 days ago
In House Counsel Jobs New York | JDHuntr 60340 Compliance Officer $120K - $160K, New York, NY In House Jobs | JDHuntr - New York, NY for compliance risks and breaches; and lead the firm's responses to regulatory examinations, audits and inquiries. *Work with the Deputy Compliance Officer to define the requirements for regulatory compliance More than 30 days ago
AVP, Banking Book FX Risk Senior Analyst (Hybrid) Citi - New York, United States , liquidity, interest rate risk and Treasury investments, and ensures compliance with all risk-related regulatory requirements. In addition, the team oversees the key risk management methodologies $109,120.00 - $163,680.00 20 days ago
In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY To apply go to JDHuntr.com Devise, initiate, maintain, and revise compliance and regulatory policies More than 30 days ago
Trade Compliance Officer Hold Brothers - New York, NY Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers 110,000 - 150,000 24 days ago

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