Latest Compliance Officer Requirements jobs - JobisJob United States Mobile

206 Compliance Officer Requirements Jobs

Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies Yesterday
Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States and oversee all compliance-related matters within our private equity renewables investment portfolio. The Compliance Officer will be responsible for ensuring that our operations and investments adhere 3 days ago
Payment Card Industry (PCI) Security Advisor, Principal Associate Capital One - York, United States . The associate is responsible for conducting internal assessments in partnership with information security officers, application owners, and service owners with PCI-DSS compliance tasks such as evidence 12 days ago
Benefits Manager U-Haul - Phoenix, AZ, United States of these accounts). Assure all company-sponsored plans, including their design and changes thereto, are in compliance with all relevant legal requirements and ERISA reporting disclosure requirements. Supervise health 17 days ago
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Payroll Officer Cross Country Healthcare USA - Surprise, AZ, United States will be responsible for processing and managing payroll for employees, ensuring accuracy and compliance with company policies and legal requirements. They will also handle payroll-related inquiries and resolve 3 days ago
Chief Compliance Officer - To 125K - Milwaukee, WI - Job 3141 The Symicor Group - Milwaukee, Wisconsin position) Chief Compliance Officer responsibilities include: Implementing and maintaining all compliance policies and procedures for the FI. CRCM and/or CAMS designation is preferred. Working with FI 7 days ago
Vice President, Investor Reporting & Client Services Hackman Capital Partners, LLC - Culver City, CA, United States and all investor communications. Liaise with the Chief Compliance Officer to ensure all investor materials are in compliance with legal and regulatory requirements. Coordinate with Juniper Square “JSQ” (CRM database Yesterday
Trade Compliance Officers Apex Systems - Charlotte, NC, United States procedures align with regulatory requirements and industry best practices. Conduct research to stay updated on market regulations and compliance standards. Assist in building out the surveillance officer model Yesterday
Compliance Specialist Quest Financial - Doraville, GA, United States in compliance with BSA/AML regulations and requirements Monitors and reports suspicious activity to the BSA Officer Education/Additional Training or Certifications/Experience : Associate’s Degree or equivalent Yesterday
VP of Compliance (Public Funds) Atlantic Group - , CT, United States on the Investment Company Act of 1940 (“1940 Act”). For a successful candidate, this position is intended to grow into a Chief Compliance Officer – Regulated Funds role in the near term. Key responsibilities include Yesterday

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