441 Trade Compliance Jobs - page 3
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Senior Murex Analyst - Commodities QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States as needed. - Collaborate closely with various teams including CM Quants, MOA, and MOE. - Conduct regular training and skills assessments for peers. - Ensure adherence to branch compliance rules. Requirements 8 days ago
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Compliance Associate JCW - Stamford, CT, United States Responsibilities Reviewing and implementing new Compliance policies and procedures for the firm. Assist with Trade Compliance monitoring. Monitor regulatory changes for the firms main regulators including the SEC 13 days ago
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Compliance Specialist The Wealth Consulting Group - Las Vegas, NV, United States and our broker-dealer’s policies and procedures and controls. 2. Assist in managing/maintaining the firm’s compliance files and systems. 3. Review emails, trade blotters, correspondence, payment transactions 10 days ago
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Operations Specialist, Interest Rate Derivatives Bernard Nickels & Associates - New York, NY, United States interaction with other Operations teams, Compliance, Credit, and Technology to resolve issues arising from trade execution, client queries, and new business. In addition, we are looking for a strong candidate 11 days ago
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Corporate Counsel Gamoran Legal Consulting - Spokane, WA, United States governance under and implementation of a complex operating agreement with an Alaska Native corporation. Collaborate with teams in Canada. Assist in managing customs and trade compliance. Provide additional 3 days ago
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New Grads OK! - Compliance Associate - Global Private Equity Firm Origin Staffing - Boston, MA, United States Compliance Program at a leading private equity firm, including SEC compliance & regulatory filings, employee policies & procedures (e.g., trade monitoring), contractor onboarding, and various special projects 16 days ago
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Middle Office Associate & Fund Accountant Hedge Fund - New York, NY, United States Reconcile P&L Assist with Trade Breaks with the Executing Brokers, Prime Brokers and Fund Admin Corporate Actions Managing and reviewing the funds' pre-trade compliance Investor Reporting deliverables 2 days ago
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Associate General Counsel Robert Half - Cleveland, OH, United States by recognizing and responding quickly and pragmatically to urgent situations and demanding clients. Experience in regulatory compliance matters common with commercial transactions preferred, including working 3 days ago
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Compliance Associate Atlantic Group - , NY, United States Compliance: risk, trade surveillance from a Hedge Fund Bank/Investment Management : Contract Negotiations, NDAs Paralegal with FS Clients : experience with negotiating NDAs, vendor agreements [38061] 18 days ago
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Operations Manager Technical Fibre Products Ltd - Schenectady, NY, United States , trade compliance, quality, cleanliness, and company values standards across team. Lead, coach, and support team members to maximize performance and drive the right culture through the organization Lead 2 days ago
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