3 Trade Compliance Jobs in San Antonio, TX
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Trading Operations Manager JCW - San Antonio, TX, United States Handle customer inquiries, open Safekeeping Accounts, and onboard new clients/customers Review and approve investment transactions, ensuring compliance Maintain expertise in bond trade life cycles 11 days ago
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Senior Investment Consultant - San Antonio Cetera Investment Services LLC - San Antonio, TX, United States any life changes (marriage, disability, retirement, etc.) have occurred that may affect their financial and investment goals. Completes all client’s paperwork in accordance with compliance and company 13 days ago
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QA/QC Manager Foster CM Group, Inc - San Antonio, Texas claimed percent complete by trades. Facilitate and coordinate QA/QC required testing. Conducting on-site surveys of stored material claimed for payment to ensure compliance with all requirements including 13 days ago
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