12 Trade Compliance Jobs in Chicago, IL
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Deputy Chief Compliance Officer Larson Maddox - Chicago, IL, United States of compliance projects and strategic initiatives. Addressing daily compliance queries related to trades, trading strategies, technology application in trading, pricing, valuation, and reporting. Assessing 5 days ago
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Financial Advisor Assistant MAP Wealth Management - Chicago, IL, United States and policies: · Maintains compliance policies and documentation. · Oversees the compliance and advertising approval process. · Oversees trading for the office: · Places trades and rebalances accounts. · Reviews 6 days ago
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Manager Regulatory Affairs - Combination Products Nemera Insight - R&D Department - Chicago, Illinois regular participation in conferences and trade shows. Maintain Compliance Documentation: Ability to author, review, and approve clear and concise quality and regulatory documents Oversee regulatory 21 days ago
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Director of Accounting Blue Signal Search - Chicago, IL, United States teams including Finance, Compliance, Trade Operations, and Procurement. As our firm continues to expand globally, this role offers significant opportunities for growth in international accounting 11 days ago
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Senior Analyst, Commercial Finance Lactalis Heritage Dairy - Chicago, IL, United States , trade, and promotion expenses are in compliance with the annual plan Prepare a monthly financial report to be presented to CEO, CFO and VP of the commercial business unit Perform accurate financial 17 days ago
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Compliance Officer - Quant Trading firm - Chicago Chicago, United States The ideal candidate will have: Knowledge of Equities and/or fixed income compliance Testing & Monitoring Policies & Procedures Code of Ethics Trade/Portfolio Compliance Employee Surveillance $200k - $300k 22 days ago
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Trade Compliance Specialist QUICK USA, Inc. - Itasca, IL, United States 【Position】 Trade Compliance Specialist 【Summary】 Performs trade compliance tasks, risk management related tasks and other compliance and regulatory-related tasks, as part of the trade compliance 9 days ago
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Financial Advisor Cetera Investment Services LLC - Lisle, IL, United States .) have occurred that may affect their financial and investment goals. Completes all client’s paperwork in accordance with compliance and company guidelines including providing prospectus if applicable. Receives 18 days ago
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Director of Trade Compliance & Third-Party Due Diligence Navistar, Inc. - Lisle, Illinois Position Overview: Navistar is not just building trucks – it's forging the future of mobility. Navistar has an exciting opportunity for a Director of Trade Compliance & Third-Party Due Diligence 13 days ago
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IP - Litigation Paralegal (Hybrid) Harvard Resource Solutions - Chicago, IL litigation. Assist in deposition, mediation, arbitration, and trial preparation. Prepare and file documents for patent and trademark proceedings. Provide assistance in International Trade Commission $75,000 - $90,000/Year 16 days ago
Top locations
- North Chicago, IL (4)
- Niles, IL (3)
- Schaumburg, IL (3)
- Lisle, IL (3)
- Round Lake, IL (3)
- Franklin Park, IL (2)
- Glendale Heights, IL (2)
- Lake Bluff, IL (2)
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