Latest Compliance Officer Requirements jobs in New York

23 Compliance Officer Requirements Jobs in New York

Senior Financial Accountant Heritage Financial Credit Union - Newburgh, NY, United States and cooperate with the designated BSA Officer in assuring compliance. Experience Required: General Ledger/Reporting experience Intermediate level Excel/Word Knowledge of finance, financial research, and reporting 8 days ago
General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States trades. Role Requirements/Qualifications Bachelors Degree and a J.D. Member of New York State Bar 7+ years of experience as a senior legal officer, preferably in-house at an asset management firm. Current 17 days ago
Compliance, Swap Dealer Compliance-VCP, Associate, New York Goldman Sachs - New York, United States landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements, including developing relevant Competitive 2 days ago
Financial Crimes Investigator Lake Shore Savings Bank - Buffalo, NY, United States do many great things together. We are seeking a Financial Crimes investigator to join our BSA team to assist and support Lake Shore Savings Bank’s BSA Officer to ensure all regulatory requirements are met 22 days ago
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Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities 24 days ago
EHS Professional Materion Advanced Materials Technologies and Services Inc - Buffalo, New York and support site strategic and tactical EHS teams. Typically, responsible for providing guidance on compliance with all relevant OSHA regulatory requirements including confined space entry, lock out/tagout 8 days ago
Healthcare Compliance Auditor Metropolitan Jewish Health System - New York County, New York Compliance Officer and working closely with members of the MJHS Compliance department, the Compliance Auditor for MJHS Hospice and Palliative Care (H&PC) is responsible for designing, planning and executing 5 days ago
In House Counsel Jobs New York | JDHuntr 60340 Compliance Officer $120K - $160K, New York, NY In House Jobs | JDHuntr - New York, NY for compliance risks and breaches; and lead the firm's responses to regulatory examinations, audits and inquiries. *Work with the Deputy Compliance Officer to define the requirements for regulatory compliance More than 30 days ago
Senior Counsel Emerald - New York County, New York reporting on Forms 10-K, 10-Q, 8-Ks, proxy statements, and other securities work as needed) Updating and maintaining policies for compliance with securities-related regulatory requirements, including NYSE 11 days ago
In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY To apply go to JDHuntr.com Devise, initiate, maintain, and revise compliance and regulatory policies More than 30 days ago

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