9 Investment Compliance Jobs in Round Rock, TX
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Controller Round Rock, TX Description Under administrative direction, the Controller provides oversight of all core accounting functions and remains current on all reporting standards, investment and banking compliance $85,716.80 - $107,140.80 Annually 29 days ago
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Compliance Officer Amherst - Austin, TX, United States of firm’s compliance program, including management of the compliance calendar and oversight of recordkeeping · Monitor compliance with all regulatory requirements and investment guidelines of the firm’s 10 days ago
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Chief Financial Officer Texas Permanent School Fund Corporation - Austin, TX, United States . Exceptional analytical, communication, and interpersonal skills. Strong understanding of investment principles, financial markets, and regulatory compliance. Strong ability to communicate effectively across 19 days ago
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Staff Accountant- Accounting Operations AgFirst - Austin, USA standard operating procedures and adhere to all SOX requirements to ensure full SOX compliance. - Serves as primary backup for Debt & Investment Accounting job duties, as needed. What You Bring to the Team Negotiable 11 days ago
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Managing Director of Compliance or Chief Compliance Officer Stonecrest Partners - Austin, TX, United States a compliance professional with strong experience working in the broker dealer and investment advisor industries to lead our Compliance Department. The role, whether as Managing Director of Compliance or as Chief 19 days ago
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Vice President Finance StorSuite - Austin, TX, United States preparation and present accurate and timely financial reports to stakeholders, ensuring compliance with accounting standards and regulatory requirements. Cash and Treasury Management: Oversee the company's cash 30 days ago
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Alternative Investments Reconciliation and Reporting Supervisor (42300) Austin, TX investment accounting system upgrades. Assist in planning for the annual audit and the preparation of the Annual Comprehensive Financial Report. Prepare reports and assist with the technical and compliance $8,173.08 - $9,645.83 Monthly 16 days ago
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24-89 - Financial Compliance Executive Assistant (Executive Assi Texas Water Development Board - Austin, TX, US guidance and interpretation on policies and procedures. Knowledge, Skills, and Abilities (KSAs) Knowledge of local, state, and federal laws and regulations relevant to the Financial Compliance Division More than 30 days ago
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Senior Accountant StevenDouglas - Austin,Texas and related schedules Responsibilities Reporting to the CFO, this role is responsible for managing issues that impact the organization's tax exemption status, oversees the organization's tax compliance $113000-120000 k per Yearly More than 30 days ago
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