23 Investment Compliance Jobs in Rockville, MD
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Associate Attorney - Investment Services- 1965593 AMS Staffing Inc. - Washington, DC, United States and investment advisers and with regulatory and compliance matters regarding federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933; You have the ability to play 2 days ago
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Accounting Manager (Mostly Remote) Robert Half - Washington, DC, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 2 days ago
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Treasury Operations Manager United Therapeutics - Silver Spring, MD controls. Major Responsibilities and Duties Include: Manage processes related to cash and investments, debt and related compliance, and treasury Maintain efficient system(s) of policies and procedures 3 days ago
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Product Manager - Credit Cards - Cloud/AWS Mitchell Martin Inc. - McLean, VA, United States with technology, operations, cyber, compliance, and business partners to coordinate and manage resources and activities to maximize impact and overall return on investment. Required Skills & Qualifications: 6-10 16 days ago
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Investment Operations Associate LUX Wealth Planning - Washington, DC, United States handling member cash management accounts · Ensuring compliance requirements are implemented and followed Proposals and Case Prep · Preparing for annual reviews by running investment reports · Preparing 18 days ago
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Private Wealth Senior Tax Associate Northwest Talent Solutions LLC - Tysons Corner, Virginia individuals, family members and their trusts, investment entities, and private businesses. Responsibilities: Assist in providing compliance and consulting services to high-net-worth individuals, multi 3 days ago
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Designated Supervisor/Compliance Specialist - Series 24 – Wealth Management Judson Group - McLean, VA, United States for a Designated Supervisor/Compliance Specialist - Series 24 – Wealth Management . The Designated Supervisor role oversees all supervision activities of their designated IARs (Investment Advisor Representatives 24 days ago
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Real Estate Private Equity Associate RETS Associates - Washington, DC, United States and leasing calls to drive the strategy of the investment; Updating quarterly investor communications and reporting; Managing ownership documentation including debt and venture agreements to ensure compliance 26 days ago
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Controller Career Blazers Nonprofit Search - Washington Highlands, Washington, D.C. cash balances, cash flows, and assist with forecasting Maintain current accounting policies and procedures manual Supervise investment accounting and liaise with external investment advisor Monitor grant 3 days ago
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Attorney - Investment Funds DLM Professional - Washington Highlands, Washington, D.C. operations. - Handle regulatory and compliance issues relating to investment funds. - Represent fund sponsors around the globe across a broad spectrum of asset classes. - Collaborate with partners and clients 4 days ago
Top locations
- Washington, DC (26)
- McLean, VA (10)
- Baltimore, MD (4)
- Arlington, VA (2)
- Herndon, VA (2)
- Tysons Corner, VA (2)
- Fairfax, VA (2)
- Annapolis, MD (1)
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