22 Investment Compliance Jobs in Hanover, MD
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Debt Analyst (Administrator I) Maryland Department of Transportation - Hanover, MD from bond documents, IRS, SEC, and MSRB -Investment of funds and monitoring the investments within the compliance of government rules and regulations, maintaining required bond records, assisting in the sale More than 30 days ago
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Senior Investment Operations Officer Chevy Chase Trust - Bethesda, MD, United States and security discrepancies for both custody and external custody accounts. Process development and improvement: Work closely with different teams including client services, compliance, trading and investments 6 days ago
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Treasury Associate SpectrumCareers - Washington, DC, United States projects. Work with 65 plus enties, third-party clients, and official institutions. With a focus on accuracy and compliance, you'll participate in investment performance analytics, system replacement 6 days ago
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Compliance Analyst Facet - Baltimore, MD . You are proactive in building out policies and procedures that meet the changing needs of our growing business. Requirements Bachelor’s degree or higher 5+ years of compliance experience with a Registered Investment 95,000 - 110,000 19 days ago
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Investment Operations Associate LUX Wealth Planning - Washington, DC, United States handling member cash management accounts · Ensuring compliance requirements are implemented and followed Proposals and Case Prep · Preparing for annual reviews by running investment reports · Preparing 13 days ago
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Product Manager - Credit Cards - Cloud/AWS Mitchell Martin Inc. - McLean, VA, United States with technology, operations, cyber, compliance, and business partners to coordinate and manage resources and activities to maximize impact and overall return on investment. Required Skills & Qualifications: 6-10 11 days ago
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Senior Fund Operations Manager ICMA-RC dba MissionSquare Retirement - Washington, DC . * Collaborate with internal and external teammates, including our custodian, legal, finance, and regulatory agencies, to address operational issues and ensure compliance with regulatory requirements. * Provide 7 days ago
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Designated Supervisor/Compliance Specialist - Series 24 – Wealth Management Judson Group - McLean, VA, United States for a Designated Supervisor/Compliance Specialist - Series 24 – Wealth Management . The Designated Supervisor role oversees all supervision activities of their designated IARs (Investment Advisor Representatives 19 days ago
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Real Estate Private Equity Associate RETS Associates - Washington, DC, United States and leasing calls to drive the strategy of the investment; Updating quarterly investor communications and reporting; Managing ownership documentation including debt and venture agreements to ensure compliance 21 days ago
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Export/ITAR Compliance Analyst Level II Aperture Solutions Group - Washington, DC Investment in the U.S. (CFIUS) process. POSITION REQUIREMENTS: Required Qualifications: Active Secret Security Clearance At least 3 years of regulatory compliance experience Bachelor’s Degree or combination $120,000 9 days ago
Top locations
- Washington, DC (24)
- Herndon, VA (8)
- McLean, VA (7)
- Baltimore, MD (4)
- Arlington, VA (2)
- Chantilly, VA (2)
- Fairfax, VA (2)
- Falls Church, VA (2)
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