Latest Compliance Advisory jobs in Plano, TX - JobisJob United States Mobile

11 Compliance Advisory Jobs in Plano, TX

VP, Senior BSA Compliance Officer NexBank - Dallas, TX, United States advisory services to clients throughout the U.S. Position Specifications: The VP, Senior BSA Compliance Officer reports to the Chief Compliance Officer/BSA Officer and is a strategic member of the compliance 7 days ago
Compliance Manager - Wealth Management AlTi Tiedemann Global - Dallas, TX, United States Strong working knowledge of SEC rules and regulations applicable to investment advisory firms Facility with compliance-related technologies and systems Superior written and verbal communication skills 23 days ago
Summer 2024 Unclaimed Property Tax Associate Baker Tilly US, LLP - Frisco, Texas , technology, written and oral communication skills to become a Value Architect delivering advisory and compliance services to clients. As one of the fastest growing firms in the nation, BT offers you upward 2 days ago
Tax Manager - Financial Services Baker Tilly US, LLP - Frisco, Texas -focused tax advisory and compliance services to middle market clients. You will work side-by-side with firm leadership to serve clients and build the business, having a direct impact on the firm’s success 3 days ago
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Data Privacy Associate VIP-19671 Vanguard-IP - Dallas, TX opportunities. REQUIREMENTS Ideal candidates will have experience advising on privacy and cybersecurity issues, such as risk advisory and compliance counseling, corporate and technology transactions, regulatory 7 days ago
BPO Insurance Licensing Director ValorVIP - Dallas, Texas annual renewal and terminations of registration are in compliance Answers securities and advisory questions from advisors, support staff, and employees Manages the onboarding of registered employees 10 days ago
Regulatory Compliance Manager (Remote in US) Terrion Consultancy Services - Dallas, TX, US compliance monitoring in efforts of mitigating any identified risks; Coordinate regulatory exams; Overseeing high risk compliance areas where advisory is requested of from client(s); Review policies More than 30 days ago
Director of Tax Highspeed Staffing - Dallas, Texas relationships, and ensuring adherence to tax laws and regulations. Primary Duties: 1. Lead and oversee the tax department, encompassing tax planning, compliance, and advisory services across individuals 13 days ago
Compliance Director London Stock Exchange Group - Allen, United States culture Provide career development opportunities for team members Oversight and Advisory Lead a highly effective Compliance function that is positioned to support the business in ensuring compliance Competitive 28 days ago
Compliance and Operational Risk Executive- Global Technology Bank of America Merrill Lynch - Dallas, Texas, USA of the bank’s capabilities to meet client needs and to gain competitive advantage Skills: • Regulatory Compliance • Advisory • Interpret Relevant Laws, Rules, and Regulations • Decision Making • Risk Management 23 days ago

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