10 Compliance Advisory Jobs in Dallas, TX
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Compliance Manager - Wealth Management AlTi Tiedemann Global - Dallas, TX, United States Strong working knowledge of SEC rules and regulations applicable to investment advisory firms Facility with compliance-related technologies and systems Superior written and verbal communication skills 2 days ago
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IT Governance, Risk, and Compliance Manager Trinity Industries, Inc. - Dallas, TX, United States audit/compliance, risk assurance, IT advisory, or internal audit experience. With 3 years of experience leading a team Broad understanding of all IT areas, including infrastructure, system development 14 days ago
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Compliance and Operational Risk Executive- Global Technology Bank of America Merrill Lynch - Dallas, Texas, USA of the bank’s capabilities to meet client needs and to gain competitive advantage Skills: • Regulatory Compliance • Advisory • Interpret Relevant Laws, Rules, and Regulations • Decision Making • Risk Management 2 days ago
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Regulatory Compliance Management Consultant (Remote in US) Terrion Consultancy Services - Dallas, TX, US compliance monitoring in efforts of mitigating any identified risks; Coordinate regulatory exams; Overseeing high risk compliance areas where advisory is requested of from client(s); Review policies More than 30 days ago
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BPO Insurance Licensing Director ValorVIP - Dallas, Texas annual renewal and terminations of registration are in compliance Answers securities and advisory questions from advisors, support staff, and employees Manages the onboarding of registered employees 23 days ago
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Director of Tax Highspeed Staffing - Dallas, Texas relationships, and ensuring adherence to tax laws and regulations. Primary Duties: 1. Lead and oversee the tax department, encompassing tax planning, compliance, and advisory services across individuals 21 days ago
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Compliance Director London Stock Exchange Group - Allen, United States culture Provide career development opportunities for team members Oversight and Advisory Lead a highly effective Compliance function that is positioned to support the business in ensuring compliance Competitive 7 days ago
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Director of Tax Ascend Recruiting Parnters - Dallas, Texas department, directing tax planning, compliance, and advisory services for individuals, businesses, and organizations. Formulate and execute tax strategies aimed at reducing tax liabilities and enhancing 24 days ago
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Human Resources Consultant HumCap Recruiting - Plano, TX in the D/FW metroplex Depending upon the client, you may provide a wide variety of HR generalist duties which could include: ® - Management advisory ® - Employee Relations and problem consultation ® - HR $50,000 - $85,000/Year 10 days ago
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Associate Compliance Analyst Fidelity TalentSource LLC - Westlake, TX . The Team: Fidelity Enterprise Compliance provides compliance policy oversight and advisory services that help Fidelity ensure compliance with Federal and State regulations, manage risk, protect 16 days ago
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