11 Compliance Advisory Jobs in Allen, TX
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Compliance Director London Stock Exchange Group - Allen, United States culture Provide career development opportunities for team members Oversight and Advisory Lead a highly effective Compliance function that is positioned to support the business in ensuring compliance Competitive 28 days ago
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VP, Senior BSA Compliance Officer NexBank - Dallas, TX, United States advisory services to clients throughout the U.S. Position Specifications: The VP, Senior BSA Compliance Officer reports to the Chief Compliance Officer/BSA Officer and is a strategic member of the compliance 7 days ago
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Compliance Manager - Wealth Management AlTi Tiedemann Global - Dallas, TX, United States Strong working knowledge of SEC rules and regulations applicable to investment advisory firms Facility with compliance-related technologies and systems Superior written and verbal communication skills 23 days ago
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Summer 2024 Unclaimed Property Tax Associate Baker Tilly US, LLP - Frisco, Texas , technology, written and oral communication skills to become a Value Architect delivering advisory and compliance services to clients. As one of the fastest growing firms in the nation, BT offers you upward 2 days ago
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Tax Manager - Financial Services Baker Tilly US, LLP - Frisco, Texas -focused tax advisory and compliance services to middle market clients. You will work side-by-side with firm leadership to serve clients and build the business, having a direct impact on the firm’s success 3 days ago
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Data Privacy Associate VIP-19671 Vanguard-IP - Dallas, TX opportunities. REQUIREMENTS Ideal candidates will have experience advising on privacy and cybersecurity issues, such as risk advisory and compliance counseling, corporate and technology transactions, regulatory 7 days ago
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BPO Insurance Licensing Director ValorVIP - Dallas, Texas annual renewal and terminations of registration are in compliance Answers securities and advisory questions from advisors, support staff, and employees Manages the onboarding of registered employees 10 days ago
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Director of Tax Highspeed Staffing - Dallas, Texas relationships, and ensuring adherence to tax laws and regulations. Primary Duties: 1. Lead and oversee the tax department, encompassing tax planning, compliance, and advisory services across individuals 13 days ago
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Regulatory Compliance Manager (Remote in US) Terrion Consultancy Services - Dallas, TX, US compliance monitoring in efforts of mitigating any identified risks; Coordinate regulatory exams; Overseeing high risk compliance areas where advisory is requested of from client(s); Review policies More than 30 days ago
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Compliance and Operational Risk Executive- Global Technology Bank of America Merrill Lynch - Dallas, Texas, USA of the bank’s capabilities to meet client needs and to gain competitive advantage Skills: • Regulatory Compliance • Advisory • Interpret Relevant Laws, Rules, and Regulations • Decision Making • Risk Management 23 days ago
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