Latest Senior Compliance Officer jobs in Paramus, NJ

24 Senior Compliance Officer Jobs in Paramus, NJ

Senior Compliance Officer Cardea Group - New York, NY, United States Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices... 13 days ago
Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates... 8 days ago
Compliance Risk Management Senior Officer - Associate JPMorgan Chase Bank, N.A. - New York, NY Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase... 5 days ago
Senior Compliance Officer Global Investment Bank and Broker Dealer - , NY, United States Our client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the... 22 days ago
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E-Comm Surveillance Specialist Phyton Talent Advisors - New York, NY, United States : - Provide status updates and activity reports to senior compliance officers and other key stakeholders. - Manage projects and participate in firm-wide initiatives and training programs. 5. Additional 13 days ago
Senior Compliance Officer - Institutional Sales Coverage Deutsche Bank - New York, United States Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS: Today, markets face a whole new salary range for this position in New York City/California is $116,250-$200,000 23 days ago
ABL Account Executive White Oak Commercial Finance - New York, NY, United States . · Approve and facilitate daily advance requests. · Work closely with senior and portfolio management officers, operations, collateral analyst, and accounting teams to effectively and efficiently service 10 days ago
General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States trades. Role Requirements/Qualifications Bachelors Degree and a J.D. Member of New York State Bar 7+ years of experience as a senior legal officer, preferably in-house at an asset management firm. Current 27 days ago
Senior Compliance Officer - Trade / Export Control - Legal & Compliance Bloomberg - New York, United States What's The Role? The Global Compliance team within Bloomberg's Legal & Compliance Department provides coverage of our regulated entities... Competitive 21 days ago
Senior Trade Compliance Officer Northrop Grumman - New Malden Clearance Location: New Malden or Cheltenham About Your Opportunity: Northrop Grumman UK Ltd (NGUKL) are seeking a highly motivated Senior Trade Compliance Officer to join our Trade Compliance function based Unspecified 24 days ago

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