27 Senior Compliance Officer Jobs in New York, NY
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Senior Compliance Officer Chardan - New York, NY, United States Title : Senior Compliance Officer About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and emerging growth companies. Our range Yesterday
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Senior AFC & Compliance Officer DWS Group - New York, NY, United States Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures – but also a whole lot of opportunity too 3 days ago
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Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance Bloomberg - New York, United States We'll trust you to: Identify compliance risks associated with the business practices, products and services Help ensure that the business... Competitive 7 days ago
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Senior Compliance Officer Rutherford - , NY, United States A newly established and growing fund focusing on global macro strategies ($5bn+ AuM)is looking to introduce a Senior Compliance Officer into their New York team on a 4-5 month contract basis 16 days ago
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Senior Compliance Officer Hamlyn Williams - , NY, United States Location: New York City or Dallas - Hybrid Client: Leading Investment Management Firm (IPO) $300,000 - 400,000 total comp + stock options... 16 days ago
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Compliance, Traceability and Strategy - Senior Compliance Officer, Vice President Goldman Sachs - New York, United States The successful candidate should demonstrate strategic thinking, comfort interacting with senior audiences, detailed understanding of... Competitive 6 days ago
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Compliance Associate Cardea Group - New York, NY, United States with experienced professionals in a dynamic organization. Excellent opportunity to be involved in diverse areas of compliance. Report into both the GC/CCO and Director/Senior Compliance Officer Responsibilities Yesterday
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Senior Vice President Trade & Legal Compliance Eighty Twenty - New York, NY, United States Sanctions, Anti-Bribery & Corruption Division and can be based in New York, Washington D.C., Miami or Tampa, Florida. This hire will serve as a senior function/business/product compliance risk officer 8 days ago
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Compliance, Compliance Risk Governance - Senior Compliance Officer, Vice President Goldman Sachs - New York, United States The successful candidate should demonstrate strategic thinking, comfort interacting with senior audiences, detailed understanding of... Competitive 6 days ago
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Latin America Credit Risk Officer - Vice President Deutsche Bank - New York, NY, United States : Provide approval or declination of credit transactions for Latin American clients under delegated credit authorities, or recommend approval to senior Risk officers, ensuring alignment with risk appetite 6 days ago
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