111 Senior Compliance Officer Jobs
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Senior Compliance Officer Chardan - New York, NY, United States Title : Senior Compliance Officer About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and emerging growth companies. Our range 2 days ago
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Senior AFC & Compliance Officer DWS Group - New York, NY, United States Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures – but also a whole lot of opportunity too 4 days ago
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Senior Compliance Officer-Houston, TX Phaxis LLC - Houston, Texas SENIOR COMPLIANCE OFFICER AT BOUTIQUE ANALYTICS FOCUSED HEDGE FUND Base Salary is $125K to $175K (based upon candidate & experience); Plus Discretionary Bonus; and Excellent Benefits Incredible Yesterday
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Senior Compliance Officer Larson Maddox - Chicago, IL, United States We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities to bolster the Firm's U.S 9 days ago
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Senior AFC & Compliance Officer - Alternatives DWS Group - Chicago, IL, United States Employer: DWS Group Title: Senior AFC & Compliance Officer - Alternatives Location: Chicago, IL About DWS: DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets 4 days ago
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Senior Compliance Officer Larson Maddox - Kansas City, United States A lead Financial Services company based in Kansas City, MO is seeking a highly skilled and experienced Director of Compliance to oversee... Negotiable 4 days ago
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Senior Compliance Officer Larson Maddox - Chicago, IL, United States Develop frameworks and methodologies to ensure compliance with relevant laws and regulations across multiple jurisdictions while facilitating... 9 days ago
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Senior Compliance Officer Xponance, Inc. - Philadelphia, PA, United States to driving innovation and delivering value to our clients and the broader investment landscape. Opportunity – Senior Compliance Officer Xponance is looking for an ethical, teamwork driven compliance 15 days ago
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Senior Policy & Compliance Officer (Compliance Risk) Navy Federal Credit Union - Vienna, Virginia Creates and prepares status reports on key compliance risk initiatives, risk assessment summaries, and other key updates for presentation... 4 days ago
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Senior Compliance Officer Rutherford - , NY, United States A newly established and growing fund focusing on global macro strategies ($5bn+ AuM)is looking to introduce a Senior Compliance Officer into their New York team on a 4-5 month contract basis 17 days ago
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