36 Head Compliance Jobs in New York, NY
-
Head of Compliance Remediation Projects and Assurance Crédit Agricole CIB - New York, NY, United States The team manager will develop and implement Project Management and assurance methodology, challenge framework and templates for independent... 16 days ago
-
Senior Associate, CLO Structured Credit Officer Network ESC A Division of Network Temps, Inc. - New York, NY, United States compliance with applicable investment guidelines and directives from Head Office and Branch Management. Monitors assigned assets/products/industries to maintain credit quality through asset/product/industry 2 days ago
-
Head of Product Compliance Wise - New York, United States an entirely new network for the world's money. For everyone, everywhere.More about our mission . Job Description Head of Product Compliance - North America We're looking for a Head of Product Compliance to join Competitive 5 days ago
-
Controls Testing & Assurance (CT&A) - Compliance Testing - Americas Head of Anti-Financial Crime Testing (AFCT)/ Deputy Global Head of AFCT - Director Deutsche Bank - New York, NY, United States Job Description: Job Title Controls Testing & Assurance (CT&A) - Compliance Testing - Americas Head of Anti-Financial Crime Testing (AFCT)/ Deputy Global Head of AFCT Corporate Title Director 16 days ago
- Forum: Start a Discussion Join
-
General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise 9 days ago
-
Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance Scotiabank - New York City, NY, US for our clients across industries! We work together to drive ambition for every future! Purpose: Acts as the Chief Compliance Officer for the U.S. broker dealer and Head of Corporate Functions Compliance, The role 8 days ago
-
Associate, Compliance - New York Maybank - , NY, United States Responsibilities: To assist both the Head, Compliance and Executive, Compliance to monitor the Branch’s compliance with local laws, regulations, guidelines and standards, as well as Head Office 25 days ago
-
AVP/VP Risk Data Aggregation and Risk Reporting (RDA) Bank of China USA - , NY, United States regulatory requirements · Contribute to the implementation of the RDA compliance actions and coordination with other relevant systems · Support the RDA related requests from the Head Office and/or regulators 5 days ago
-
Head of IB Compliance, Americas Deutsche Bank - New York, United States Job Description: The Americas IB Compliance Head is a business line compliance role, supporting the Investment Bank in the Americas to comply with all relevant US and global regulatory requirements salary range for this position in New York is $300,000 to $500,000 19 days ago
-
Tax Director AlTi Tiedemann Global - , NY, United States to excellence, we want you to join us. To learn more visit www.alti-global.com Job Description Reporting to the global Head of Tax, AlTi is seeking a tax professional who will take a lead role in managing the tax 6 days ago
Top locations
- Rahway, NJ (7)
- Newark, NJ (3)
- Jersey City, NJ (3)
- Princeton, NJ (2)
- Trenton, NJ (2)
- Edison, NJ (2)
- The Bronx, NY (2)
- Brooklyn, NY (2)
- See more