35 Head Compliance Jobs in Brooklyn, NY
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Head of Compliance Remediation Projects and Assurance Crédit Agricole CIB - New York, NY, United States The Compliance Remediation Projects Management and Assurance team is a newly established “Center of Excellence” within the CACIB Compliance... 16 days ago
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General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise 9 days ago
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Compliance Officer - Head of Origination & Advisory - Director Deutsche Bank - New York, United States Job Description: Job Title Compliance Officer - Head of Origination & Advisory - Director Corporate Title Director Location New York, NY Overview As the Compliance Officer - Head of Origination salary range for this position in New York City is $170,000 to $280,500 11 days ago
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US Tax Specialist (VP or Director) AlTi Tiedemann Global - , NY, United States to excellence, we want you to join us. To learn more visit www.alti-global.com Job Description Reporting to the Head of Global Tax, AlTi is seeking a tax professional who will take a lead role in managing the tax 14 days ago
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Director of Private Equity Compliance ($50B+) with CCO Growth Path Top $200B Global Alternative Asset Manager - Jersey City, NJ, United States . In the role, you will be the Head of Compliance for the Private Equity arm of the business. If performing well, this position will have the growth path to CCO of PE at the firm. You will liaison with various 11 days ago
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Director, Sanctions Compliance Circle - New York, United States current on key Sanctions regulatory changes, key enforcement actions and related industry trends. Assisting regional Heads of Compliance in ensuring that all regulatory processes are scalable and remain Competitive 2 days ago
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Compliance Managing Director Private Equity Firm - New York, NY, United States heads across all groups. Compensation: $250,000 - $300,000 base salary plus bonus Location: New York, New York Responsibilities as the Compliance Managing Director: Lead compliance for the Team, ensuring 15 days ago
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VP AML / OFAC Compliance Officer / Advisory (Financial Security) Crédit Agricole CIB - New York, NY, United States Office personnel, Head Office Compliance personnel, and IT support. Key External Contacts: The employee may have occasion to interact with external auditors and/or regulators during exams. KNOWLEDGE 15 days ago
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Head of Product Compliance Wise - New York, United States an entirely new network for the world's money. For everyone, everywhere.More about our mission . Job Description Head of Product Compliance - North America We're looking for a Head of Product Compliance to join Competitive 30 days ago
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Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States reports into the U.S. Head of Global Equities Compliance. The Compliance Officer covering the ECM businesses will be part of a larger team responsible for compliance coverage and challenge for the firm’s 16 days ago
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