38 Head Compliance Jobs in New York, NY - page 2
-
Controls Testing & Assurance (CT&A) - Compliance Testing - Americas Head of Anti-Financial Crime Testing (AFCT)/ Deputy Global Head of AFCT - Director Deutsche Bank - New York, NY, United States Job Description: Job Title Controls Testing & Assurance (CT&A) - Compliance Testing - Americas Head of Anti-Financial Crime Testing (AFCT)/ Deputy Global Head of AFCT Corporate Title Director 29 days ago
-
Senior Manager, Compliance Testing Scotiabank - New York City, NY, US Officers throughout all stages of engagements before the final draft of supporting materials and testing report gets submitted to the Head of U.S. Compliance Testing. Build or perpetuate a “high performance 6 days ago
-
Senior Associate, CLO Structured Credit Officer Network ESC A Division of Network Temps, Inc. - New York, NY, United States compliance with applicable investment guidelines and directives from Head Office and Branch Management. Monitors assigned assets/products/industries to maintain credit quality through asset/product/industry 15 days ago
-
General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise 22 days ago
-
Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance Scotiabank - New York City, NY, US for our clients across industries! We work together to drive ambition for every future! Purpose: Acts as the Chief Compliance Officer for the U.S. broker dealer and Head of Corporate Functions Compliance, The role 21 days ago
-
AVP/VP Risk Data Aggregation and Risk Reporting (RDA) Bank of China USA - , NY, United States regulatory requirements · Contribute to the implementation of the RDA compliance actions and coordination with other relevant systems · Support the RDA related requests from the Head Office and/or regulators 18 days ago
-
Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States reports into the U.S. Head of Global Equities Compliance. The Compliance Officer covering the ECM businesses will be part of a larger team responsible for compliance coverage and challenge for the firm’s 29 days ago
-
In House Counsel Jobs | JDHuntr 45341 Head of Legal Compliance, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs | JDHuntr 45341 Head of Legal Compliance, New York, NY To apply go to JDHuntr.com Serve as the company leader on compliance for North America and South America. Lead, manage More than 30 days ago
-
VP, Management and Strategy - Financing and Liquidity BNY Mellon - New York, United States and ensure compliance with budget, partner to navigate inquiries for additional spend Prepare the Head of Financing and Liquidity for engagement for various forums, ranging from client and internal meetings Competitive 10 days ago
-
In House Counsel Jobs | JDHuntr 38427 Head of Compliance, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs | JDHuntr 38427 Head of Compliance, New York, NY To apply go to JDHuntr.com Serve as the company leader on compliance. Lead a worldwide team of compliance professionals. Develop More than 30 days ago
Top locations
- Rahway, NJ (9)
- Jersey City, NJ (6)
- Newark, NJ (3)
- Fairfield, NJ (2)
- Princeton, NJ (2)
- Trenton, NJ (2)
- Edison, NJ (2)
- New Brunswick, NJ (2)
- See more