139 Compliance Officer Jobs in New York, NY - page 2
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Compliance Officer Mashreq - , NY, United States Ensure compliance to various regulations and guidelines that are issued by local regulatory authorities (including compliance to various... 22 days ago
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Senior Compliance Officer - Institutional Sales Coverage Deutsche Bank - New York, United States Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS: Today, markets face a whole new salary range for this position in New York City/California is $116,250-$200,000 2 days ago
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Compliance Officer - Residential Mortgage/Licensing/Exam Management FirstKey Mortgage, LLC - New York, NY, United States FirstKey Mortgage, LLC ("FKM") is one of the world’s leading private label securitization and asset management firms. We are a boutique... 22 days ago
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Compliance Officer-Swap Dealer/Security-Based Swap Dealer Natixis Corporate & Investment Banking - New York, NY, United States Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day 15 days ago
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Compliance Product Officer - VP Citi - New York, United States Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes $142,320.00 - $213,480.00 4 days ago
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Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 22 days ago
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Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 22 days ago
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Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates - Vice President Deutsche Bank - New York, United States Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates Corporate Title Vice President Location New York, NY Overview You will focus salary range for this position in New York City is $125,000 to $203,000 Yesterday
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VP Compliance Officer - Risk Assessment QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial... 28 days ago
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Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 20 days ago
Top locations
- The Bronx, NY (13)
- Brooklyn, NY (10)
- Jersey City, NJ (9)
- Paramus, NJ (8)
- Newark, NJ (8)
- Norwalk, CT (7)
- Edison, NJ (7)
- White Plains, NY (7)
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