Latest Compliance+officer jobs in New York, NY - JobisJob United States Mobile

113 Compliance+officer Jobs in New York, NY

Senior AFC & Compliance Officer DWS Group - New York, NY, United States Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures – but also a whole lot of opportunity too 2 days ago
Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team 7 days ago
Manager, Markets Compliance Officer Scotiabank - New York City, NY, US Contributes to the overall success of the Equities and Fixed Income, Currencies & Commodities (FICC) sales and trading businesses in... 7 days ago
Compliance Officer Mashreq - , NY, United States Evaluate, train and motivate branch to enhance their skills and knowledge of Anti Money Laundering, compliance and regulatory matters... 7 days ago
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Core Compliance Officer Natixis Corporate & Investment Banking - New York, NY, United States of Core Compliance. The Compliance Officer will be primarily responsible for the following: Handle the daily monitoring of FINRA Web CRD including form filings U4, U5, BD and BR Perform registration pre 5 days ago
SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance Bloomberg - New York, United States Facility), MIFID II benchmark activities, a US Broker-Dealer, and other regulated offerings globally. We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF Compliance team Competitive 7 days ago
Chief Compliance Officer Lime Trading - New York, NY, United States Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading 5 days ago
Compliance Officer - Residential Mortgage/Licensing/Exam Management FirstKey Mortgage, LLC - New York, NY, United States Experience with and knowledge of compliance and regulatory requirements applicable to consumer lending, mortgage banking, consumer... 7 days ago
Chief Compliance Officer, B2B Payments Larson Maddox - New York, United States A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum 2 days ago
Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 7 days ago

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