137 Compliance+officer Jobs in New York, NY - page 2
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Compliance Officer - Residential Mortgage/Licensing/Exam Management FirstKey Mortgage, LLC - New York, NY, United States Experience with and knowledge of compliance and regulatory requirements applicable to consumer lending, mortgage banking, consumer... 21 days ago
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Anti-Money Laundering Compliance Officer Benjamin - New York, NY, US ) Compliance Officer to join our team! At Benjamin, we're passionate about rewarding everyday actions through our MoMo’s (Money Moments). Benjamin is a new cash-rewards platform for consumers, merchants 5 days ago
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Compliance Officer-Swap Dealer/Security-Based Swap Dealer Natixis Corporate & Investment Banking - New York, NY, United States Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day 14 days ago
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Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 21 days ago
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Compliance Programs Sr Officer SVP Citi - New York, United States Compliance Officer and the Senior Leadership team for Banking & International ICRM. Primary responsibilities include the core operational processes in relation to staffing, finance and communications, ensuring $176,720.00 - $265,080.00 Yesterday
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Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 21 days ago
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VP Compliance Officer - Risk Assessment QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States - Bachelor’s degree in Finance, Business Administration, or a related field. Advanced degrees or relevant certifications would be advantageous... 27 days ago
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AVP Compliance Officer role Robert Half - US - New York, United States Excel. This AVP Compliance Officer role is hybrid remote requiring 2-3 days per week in the midtown Manhattan New York office, so please only apply if you are able to travel to this location $130k - $160k 9 days ago
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Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 19 days ago
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General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise 5 days ago
Top locations
- The Bronx, NY (12)
- Brooklyn, NY (11)
- Jersey City, NJ (9)
- Paramus, NJ (8)
- Norwalk, CT (7)
- Newark, NJ (7)
- Trenton, NJ (7)
- Edison, NJ (7)
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