Latest Compliance+officer jobs in New York - JobisJob United States Mobile

146 Compliance+officer Jobs in New York

Compliance Officer Cardea Group - New York, NY, United States Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking 7 days ago
Compliance Officer Vision Financial Group - Buffalo, NY, United States Vision Financial Group , a MassMutual firm, is a growing financial firm. The firm is hiring an ASO who is motivated and will provide outstanding customer experience. The Agency Supervisory Officer 11 days ago
Senior Trade Compliance Officer Northrop Grumman - New Malden Clearance Location: New Malden or Cheltenham About Your Opportunity: Northrop Grumman UK Ltd (NGUKL) are seeking a highly motivated Senior Trade Compliance Officer to join our Trade Compliance function based Unspecified 2 days ago
Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities 12 days ago
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Compliance Officer The Goodkind Group, LLC - New York, NY, United States Conduct reviews under the Group’s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews... 14 days ago
Trade Compliance Officer Hold Brothers - New York, NY Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers 110,000 - 150,000 7 days ago
Senior AFC & Compliance Officer DWS Group - New York, NY, United States Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures – but also a whole lot of opportunity too 16 days ago
Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team 21 days ago
Senior Compliance Officer - Institutional Sales Coverage Deutsche Bank - New York, United States Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS: Today, markets face a whole new salary range for this position in New York City/California is $116,250-$200,000 Yesterday
Corporate Counsel/Compliance Officer LHH - , NY, United States • Prefer combination of in-house and law firm experience. 8+ years at least experience in general and corporate legal matters. Ex.... 16 days ago

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