301 Compliance Jobs in New Canaan, CT
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Senior Commercial Credit Reviewer JCW - New Canaan, CT, United States communications. Test for compliance to applicable federal laws/regulations You should apply if you have: Comprehensive understanding of lending products, lending process, and loan review functions with a focus 18 days ago
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Compliance Associate JCW - Stamford, CT, United States About the Job JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This role would report directly into the firms General Counsel. Key 23 days ago
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Junior Attorney (Compliance) Greenwich, CT, United States About The Role A Greenwich, CT based real estate investment firm is searching for a junior attorney to assist on compliance and legal matters. The ideal candidate is a hard working and dedicated 9 days ago
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Finance and Operations Manager Cloudbreak Compliance Group, LLC - White Plains, NY, United States About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group, a leading compliance consulting firm for investment advisers, is seeking to add a full-time Finance and Operations Manager to its 13 days ago
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Financial Planning and Analysis Manager Direct Wines, Inc. - Norwalk, CT, United States retailers would struggle to deliver on their own. It is also the role of Direct Wines Inc. to ensure compliance in the highly regulated alcohol beverage industry. As of 2023, Direct Wines, Inc. is a Great 10 days ago
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Associate General Counsel talisman advisory partners - Stamford, CT, United States negotiation, regulatory compliance, risk management, and corporate governance. Key Responsibilities: Contract Negotiation and Drafting: Negotiate, draft, and review a variety of contracts and agreements 10 days ago
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Financial Controller Madison-Davis, LLC - Norwalk, CT, United States and Cash Management) and work to identify and report out on KPIs. Ensure compliance with HQ reporting requirements and Accounting policies and responsible for the preparation and accuracy of US GAAP and IFRS 10 days ago
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Trust Operations Manager Partnership Employment - Stamford, CT, United States the trust accounting system and ensuring compliance with all required regulations that apply to the trust operations function. Essential Duties and Responsibilities: Manages overall operations of Trust 13 days ago
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Senior Credit Manager Stamford, CT, United States The Senior Credit Manager is a key member of the risk and compliance management framework and acts in a dual role managing both Credit and KYC. The Senior Credit Manager is responsible for overseeing 7 days ago
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Legal Counsel Smith Arnold Partners - Westport, CT, United States at an independent mortgage lending company Experience with corporate governance issues and corporate secretarial duties Proficient legal experience in mortgage compliance, labor & employment, and M&A Experience 12 days ago
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