Latest Compliance jobs in New York, NY - JobisJob United States Mobile

1,531 Compliance Jobs in New York, NY

Benchmarking and Compliance Intern Bright Power, Inc. - New York, NY, United States Benchmarking and Compliance Intern Multiple Specialties: Tenant Data, Owner Data Reports To: Program Coordinator – Data Acquisition Location: New York, NY or Remote Bright Power has been 8 days ago
Compliance Officer Mashreq - , NY, United States Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for onboarding and existing Yesterday
Investment Funds Attorney - Law Firm-2-to-5 years of experience J.Sheppard Associates - New York, NY, United States . The ideal candidate will have some familiarity with counseling top tier investment management firms on investment adviser regulatory matters. Solid compliance experience with compliance policies 3 days ago
Compliance Analyst Private Equity Firm - New York, NY, United States Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducing to three days after training Compensation: $100,000 – $120,000 base salary Yesterday
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Compliance Officer The Goodkind Group, LLC - New York, NY, United States in the Compliance Manual. Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities transaction reviews, investment restriction reviews; vendor management Yesterday
Compliance Associate Maxim Group LLC - New York, NY, United States Compliance Associate Maxim Group LLC ● 300 Park Avenue, New York, NY Maxim Group is a leading, diversified financial services company seeking an entry level Compliance Associate to help implement 3 days ago
Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team Yesterday
Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO Yesterday
Senior Vice President Trade & Legal Compliance Eighty Twenty - New York, NY, United States Sanctions, Anti-Bribery & Corruption Division and can be based in New York, Washington D.C., Miami or Tampa, Florida. This hire will serve as a senior function/business/product compliance risk officer Yesterday
Compliance Analyst Tandym Group - New York, NY, United States A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure 3 days ago

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