151 Compliance Jobs in Fairfield County
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Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) Larson Maddox - Greenwich, CT, United States Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer / Regulatory Counsel 8 days ago
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Defined Contribution Consultant Kalos Consulting - Stamford, CT, United States ) regarding retirement plan issues and design alternatives. This role is tasked with Plan Administration – with extensive knowledge and review of compliance testing (ADP/ACP) as well as 410(b), 401(a)(4), etc 8 days ago
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Compliance Director (USA) Trexquant Investment - Stamford, CT looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with solid foundations, mentoring and guidance from veteran senior More than 30 days ago
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Junior Attorney (Compliance) Greenwich, CT, United States About The Role A Greenwich, CT based real estate investment firm is searching for a junior attorney to assist on compliance and legal matters. The ideal candidate is a hard working and dedicated 10 days ago
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 5 days ago
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Studio Compliance Officer Evolution Americas - Stratford, Connecticut Job Description The Compliance Officer will be responsible for overseeing operational and studio compliance for the Fairfield, CT live studios. Essential Job Function & Responsibilities Adaptable 9 days ago
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Compliance Professional ABS Global Investments - Greenwich, CT, United States a vibrant ecosystem, we are driven by diligence, curiosity, and the pursuit of excellence. Role: Compliance Professional ABS Global Investments (Greenwich, CT) is looking for an onsite compliance professional 14 days ago
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Compliance Associate JCW - Stamford, CT, United States About the Job JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This role would report directly into the firms General Counsel. Key 24 days ago
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Studio Compliance Officer Evolution - Stratford, Connecticut personalities across any ethnicity, gender expression, and religion, Evolution is a global enterprise hiring individuals that will elevate our brand.The Compliance Officer will be responsible for overseeing 9 days ago
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Corporate Paralegal Atlas Search - Stamford, CT, United States status of redline negotiations Assist attorneys in identifying contract compliance items or other matters to be communicated to the company's various departments and stakeholders Perform research Draft 2 days ago
Top locations
- Stamford, CT (197)
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