18 Investment Compliance Jobs in Linthicum, MD
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Associate Attorney - Investment Services- 1965593 AMS Staffing Inc. - Washington, DC, United States and investment advisers and with regulatory and compliance matters regarding federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933; You have the ability to play 2 days ago
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Accounting Manager (Mostly Remote) Robert Half - Washington, DC, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 2 days ago
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Controller Career Blazers Nonprofit Search - Washington Highlands, Washington, D.C. cash balances, cash flows, and assist with forecasting Maintain current accounting policies and procedures manual Supervise investment accounting and liaise with external investment advisor Monitor grant 3 days ago
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Investment Operations Associate LUX Wealth Planning - Washington, DC, United States handling member cash management accounts · Ensuring compliance requirements are implemented and followed Proposals and Case Prep · Preparing for annual reviews by running investment reports · Preparing 18 days ago
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Real Estate Private Equity Associate RETS Associates - Washington, DC, United States and leasing calls to drive the strategy of the investment; Updating quarterly investor communications and reporting; Managing ownership documentation including debt and venture agreements to ensure compliance 26 days ago
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Attorney - Investment Funds DLM Professional - Washington Highlands, Washington, D.C. operations. - Handle regulatory and compliance issues relating to investment funds. - Represent fund sponsors around the globe across a broad spectrum of asset classes. - Collaborate with partners and clients 4 days ago
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Treasury Operations Manager United Therapeutics - Silver Spring, MD controls. Major Responsibilities and Duties Include: Manage processes related to cash and investments, debt and related compliance, and treasury Maintain efficient system(s) of policies and procedures 3 days ago
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Vice President, Finance and Accounting American Hotel & Lodging Association - Washington Highlands, Washington, D.C. , optimizing investment strategies, and overseeing accounts payable and accounts receivable processes. Establish and maintain relationships with financial institutions and manage banking activities. Compliance 5 days ago
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Compliance Analyst Facet - Baltimore, MD . You are proactive in building out policies and procedures that meet the changing needs of our growing business. Requirements Bachelor’s degree or higher 5+ years of compliance experience with a Registered Investment 95,000 - 110,000 24 days ago
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Debt Analyst (Administrator I) Maryland Department of Transportation - Hanover, MD from bond documents, IRS, SEC, and MSRB -Investment of funds and monitoring the investments within the compliance of government rules and regulations, maintaining required bond records, assisting in the sale More than 30 days ago
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