Latest Compliance Officer Requirements jobs in Hoboken, NJ

16 Compliance Officer Requirements Jobs in Hoboken, NJ

General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States trades. Role Requirements/Qualifications Bachelors Degree and a J.D. Member of New York State Bar 7+ years of experience as a senior legal officer, preferably in-house at an asset management firm. Current 17 days ago
Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities 24 days ago
Compliance, Swap Dealer Compliance-VCP, Associate, New York Goldman Sachs - New York, United States landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements, including developing relevant Competitive 2 days ago
In House Counsel Jobs New York | JDHuntr 60340 Compliance Officer $120K - $160K, New York, NY In House Jobs | JDHuntr - New York, NY for compliance risks and breaches; and lead the firm's responses to regulatory examinations, audits and inquiries. *Work with the Deputy Compliance Officer to define the requirements for regulatory compliance More than 30 days ago
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In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY To apply go to JDHuntr.com Devise, initiate, maintain, and revise compliance and regulatory policies More than 30 days ago
AVP, Banking Book FX Risk Senior Analyst (Hybrid) Citi - New York, United States , liquidity, interest rate risk and Treasury investments, and ensures compliance with all risk-related regulatory requirements. In addition, the team oversees the key risk management methodologies $109,120.00 - $163,680.00 15 days ago
Trade Compliance Officer Hold Brothers - New York, NY Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers 110,000 - 150,000 19 days ago
AVP Compliance Officer role Robert Half - US - New York, United States , and testing of compliance requirements FRB/FED/DFS Regulatory Compliance knowledge. Bachelor Degree Excellent writing, organizational, and interpersonal skills. Proficiency in Microsoft Office suite, including $130k - $160k 21 days ago
Associate General Counsel, New York PensionBee - New York, NY ; and ● assisting the Chief Legal Officer & General Counsel with specific projects and external law firm advisory relationships. Requirements The successful candidate will have: ● a law degree from a reputable 80,000 - 90,000 28 days ago
In House Counsel Jobs California | JDHuntr 39700 Director, Regulatory Compliance Officer, New York, In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs California | JDHuntr 39700 Director, Regulatory Compliance Officer, New York, NY To apply go to JDHuntr.com Responsible for the coordination and drafting of management related 25 days ago

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