Latest Compliance Officer jobs in Connecticut - JobisJob United States Mobile

21 Compliance Officer Jobs in Connecticut

Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) Larson Maddox - Greenwich, CT, United States Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer / Regulatory Counsel 11 days ago
Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 8 days ago
Studio Compliance Officer Evolution Americas - Stratford, Connecticut Job Description The Compliance Officer will be responsible for overseeing operational and studio compliance for the Fairfield, CT live studios. Essential Job Function & Responsibilities Adaptable 12 days ago
Payroll Specialist Tenth Avenue Holdings, LLC - Old Saybrook, CT, United States responsibilities. This position offers a unique opportunity to be involved in various aspects of HR including safety compliance, talent acquisition, recruiting, payroll, employee relations, performance management 4 days ago
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Junior Attorney (Compliance) Greenwich, CT, United States opportunity to learn from seasoned attorneys. Any compliance related background is beneficial but not required. This attorney will report to the firm’s Chief Compliance Officer. What You’ll Do • Provide 13 days ago
Studio Compliance Officer Evolution - Stratford, Connecticut personalities across any ethnicity, gender expression, and religion, Evolution is a global enterprise hiring individuals that will elevate our brand.The Compliance Officer will be responsible for overseeing 12 days ago
Assistant Trust/Wealth Management Relationship Manager JCW - , CT, United States and efficiently, adhering to all regulatory requirements. Maintain accurate and up-to-date client records and files, ensuring compliance with all relevant policies and procedures. Coordinate and schedule meetings 8 days ago
Assistant Relationship Manager Partnership Employment - Stamford, CT, United States , and serves as an alternate contact in absence of Trust Officers. Prepares correspondence and updates investment management agreements. Develops and updates investment policy statements for all accounts 8 days ago
In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Developing and managing the firms compliance testing program, including testing procedures 22 days ago
Financial Services Compliance Analyst Johnson Brunetti Retirement & Investment Specialists - Wethersfield, CT, United States environment with minimal supervision Position Responsibilities Work in conjunction with the Chief Compliance Officer to manage the day-to-day requirements of the Compliance team’s responsibilities including 11 days ago

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