10 Investment Compliance Jobs in Fort Mill, SC
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Chief Financial Officer Garden City Equity - Charlotte, NC, United States ; Master’s degree preferred CPA Previous CFO and chief compliance officer experience with a SEC-registered investment fund Strong analytical, communication, leadership and organizational skills Entrepreneurial 16 days ago
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Compliance Associate - Private Wealth Legacy Search Advisors - Charlotte, NC, United States Compliance Associate - Private Wealth/Investment Management Charlotte NC - 3 day in office hybrid schedule Attractive compensation package + Excellent benefits Our client is a rapidly growing private 17 days ago
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VP, Non Commercial Red Bull - Charlotte, North Carolina effectiveness and identify areas for improvement. Ensure high levels of customer satisfaction and manage important contract negotiations. Analyze commercial investments to ensure value chain compliance and return 5 days ago
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VP Statutory Accounting & Capital Management Empower - Charlotte, United States . Establish and manage to key business indicators to ensure effective and timely reporting. Stay abreast of financial reporting and regulatory developments related to investment accounting which can impact Competitive 8 days ago
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Financial Services / Asset Management SALT Senior Manager BDO Consulting - Charlotte, North Carolina, USA projects to ensure quality and timely production of the deliverables to clients while maintaining profitable metrics on each engagement. Job Duties: Tax Compliance: Leads compliance and consulting projects 8 days ago
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Compliance Manager, Head of Fund & Advisor Inspections Vanguard - Charlotte, NC function. Regulatory, compliance, investment, or auditing experience preferred. Supervisory experience preferred. Working knowledge of the securities industry, along with the Investment Company Act of 1940 13 days ago
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Investment Analyst, Specialist - Retail Advice Methodology Vanguard - Charlotte, NC strategies. Researches, conducts analyses of and provides recommended changes to wealth planning guidance. Ensures compliance with Vanguard methodology and investment guidelines while applying knowledge 13 days ago
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Associate Fund Accountant TalentBridge - Charlotte, North Carolina statements following GAAP standards. Assist in preparing monthly net asset value reports and supporting documentation for financial audits. Conduct operational due diligence for new GPs and investments 16 days ago
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FP&A Manager TAT Technologies Ltd - Charlotte, North Carolina financial models and analyses to support sales opportunities and strategic initiatives. 7. BIDs and Contracts review and risk assessments including unusual costs, investments needed and legal wording. 8. Lead 18 days ago
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Monitoring Controls Analyst Global Channel Management, Inc. - Charlotte, NC Preferred Experience working with retirement plans and services. Experience working across functions / businesses in a matrix environment that may include Product, Marketing, Legal, Risk, Compliance More than 30 days ago
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