24 Senior Compliance Officer Jobs in Bridgeport, CT
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Senior Compliance Officer Cardea Group - New York, NY, United States Deep expertise and excellent judgement across compliance areas; thorough understanding of both the investment management industry and... 13 days ago
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Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States Work closely with senior leaders, including attend / participate as a member in various business meetings to provide guidance to the... 8 days ago
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Compliance Risk Management Senior Officer - Associate JPMorgan Chase Bank, N.A. - New York, NY We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our... 5 days ago
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Senior Compliance Officer Global Investment Bank and Broker Dealer - , NY, United States Seeking 2-5 years of compliance experience at a highly regulated investment bank or broker dealer Reviewing personal trading activities... 22 days ago
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E-Comm Surveillance Specialist Phyton Talent Advisors - New York, NY, United States : - Provide status updates and activity reports to senior compliance officers and other key stakeholders. - Manage projects and participate in firm-wide initiatives and training programs. 5. Additional 13 days ago
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Senior Trade Compliance Officer Northrop Grumman - New Malden Clearance Location: New Malden or Cheltenham About Your Opportunity: Northrop Grumman UK Ltd (NGUKL) are seeking a highly motivated Senior Trade Compliance Officer to join our Trade Compliance function based Unspecified 24 days ago
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ABL Account Executive White Oak Commercial Finance - New York, NY, United States . · Approve and facilitate daily advance requests. · Work closely with senior and portfolio management officers, operations, collateral analyst, and accounting teams to effectively and efficiently service 10 days ago
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General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States trades. Role Requirements/Qualifications Bachelors Degree and a J.D. Member of New York State Bar 7+ years of experience as a senior legal officer, preferably in-house at an asset management firm. Current 27 days ago
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Senior Compliance Officer - Institutional Sales Coverage Deutsche Bank - New York, United States Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS: Today, markets face a whole new salary range for this position in New York City/California is $116,250-$200,000 23 days ago
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Senior Compliance Officer - Trade / Export Control - Legal & Compliance Bloomberg - New York, United States We'll Trust You To: Lead Trade Compliance Program regarding export control restrictions as applicable to software / technology, whether... Competitive 21 days ago
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