Investment Compliance Jobs in Los Angeles, CA

Manhattan West - Los Angeles, CA, United States

documents associated with potential investments and coordinate with our legal and compliance teams Update and maintain capital tables Assist with investor distributions Skills: Must have attention-to-detail

from: linkedin.com - 4 days ago

Robert Half - Los Angeles, CA, United States

Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related

from: linkedin.com - 3 days ago

City National Bank - Los Angeles, California

Overview: SR. COMPLIANCE ANALYST - BROKER DEALER INVESTMENT ADVISORY WHAT IS THE OPPORTUNITY?Colleague is responsible for assisting CNS Branch Manager with daily supervision of Broker Dealer

from: resume-library.com - 5 days ago

ScreenFund - Los Angeles, CA, United States

with strategic goals. Analyze financial performance and market trends to inform strategic decisions. Financial Operations: Oversee the preparation of financial statements, ensuring accuracy and compliance

from: linkedin.com - 6 days ago

Manhattan West - Los Angeles, CA, United States

be in compliance with both company policies and regulatory obligations imposed as a registered investment advisor Skills : This role requires a highly motivated, driven and entrepreneurial personality Proven ability

from: linkedin.com - 26 days ago

IQ-EQ - Los Angeles, California

services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments – portfolio companies, real estate assets

from: snapjobsearch.com - 3 days ago

City National Bank - Los Angeles, California

). For Wealth Management Compliance roles, experience with a financial institution such as a broker/dealer and/or registered investment adviser. For Wealth Management Compliance roles, experience working within

from: resume-library.com - 6 days ago

Allspring Global Investments - Charlotte, NC / Los Angeles, CA / San Francisco, CA / 2 more...

business. The successful candidate will have extensive experience administering compliance programs for registered investment advisers that provide retail and institutional investment advisory services (e.g

from: milwaukeejobs.com - 6 days ago

Citizens - Los Angeles, United States

Clarfeld’s team of CFAs, CPAs, attorneys and CFP®s provide full investment and wealth management services; comprehensive income tax and estate tax planning, structuring, compliance and governmental Competitive

from: efinancialcareers.com - 8 days ago

BDO Consulting - Los Angeles, California, USA

As a team member in our Alternative Investments practice, you will assist in providing tax compliance & consulting services to our Venture Capital, Private Equity, Hedge Fund, and Real Estate clients $112,000 - $150,000

from: Ivyexec.com - 13 days ago