Compliance Advisory Jobs in Los Angeles, CA

City National Bank - Los Angeles, California

Overview: SR. COMPLIANCE ANALYST - BROKER DEALER INVESTMENT ADVISORY WHAT IS THE OPPORTUNITY?Colleague is responsible for assisting CNS Branch Manager with daily supervision of Broker Dealer

from: resume-library.com - 2 days ago

Marsh & McLennan Companies - Los Angeles, CA

including plan design consulting, investment advisory services, and delegated OCIO services Conduct plan document/SPD, operational and compliance reviews as needed; demonstrate strategic plan design knowledge USD 80,800.00 - 161,500.00 per year

from: Dice.com - 11 days ago

Allspring Global Investments - Charlotte, NC / Los Angeles, CA / San Francisco, CA / 2 more...

business. The successful candidate will have extensive experience administering compliance programs for registered investment advisers that provide retail and institutional investment advisory services (e.g

from: milwaukeejobs.com - 3 days ago

AECOM - Los Angeles, California (+1 location)

on providing strategic planning and advisory services to federal agencies across various sectors. We specialize in navigating complex regulatory frameworks, ensuring compliance, efficiency, and stakeholder

from: resume-library.com - 10 days ago

Keller Executive Search - Los Angeles, California

clients in financial analysis and planning, including budgeting and forecasting. Prepare financial statements and ensure compliance with accounting standards and regulations. Provide tax planning

from: resume-library.com (+1 source) - 7 days ago

In House Jobs | JDHuntr - Los Angeles, CA

In House Counsel Jobs | JDHuntr 45903 Chief Compliance Officer, Los Angeles, CA To apply go to JDHuntr.com Advocating for a strong corporate compliance program, with a focus on compliance

from: get.it - More than 30 days ago

City National Bank - Los Angeles, California

. Escalate complaints which constitute potential issue to Fair Lending, Program, Privacy and Advisory teams. Escalate potential training needs for further evaluation. Manage compliance initiatives

from: resume-library.com - 14 days ago

RSM US LLP - Los Angeles, California

team and other professionals will support you and your development through: Exposure to strategic tax planning, business advisory and compliance work A customized well-defined career path to match

from: resume-library.com - 16 days ago

In House Jobs | JDHuntr - Los Angeles, CA

General Counsel Jobs JDHuntr 62460 Corporate Counsel $220K - $250K (Remote Anywhere USA) Apply on JDHuntr.com Post Date: 11.5.2023 *lead all aspects of company's legal and compliance matters

from: get.it - More than 30 days ago

RSM US LLP - Los Angeles, California

multi-national business’ US international tax advisory and compliance needs in coordination with foreign tax advisors and applicable laws. This includes advising businesses on the application of US

from: resume-library.com - 16 days ago