Compliance Advisory Jobs

MedPro Systems - Mount Arlington, NJ, United States

Position Summary: MedPro’s Compliance Advisory Services team (“MCA”) provides general compliance consulting services to pharmaceutical, biotech, and medical device clients. The Manager, Compliance

from: linkedin.com - 15 days ago

Insigneo - Miami, FL, United States

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program and plan

from: linkedin.com - 10 days ago

Yamaha Motor Corporation, USA - Cypress, CA, United States

compliance management programs through advisory assistance to first-line business and operations units, second-line monitoring and testing, regulatory and third-party exam and audit support, development

from: linkedin.com - 3 days ago

Crédit Agricole CIB - New York, NY, United States

Summary The Global Markets Regulatory Compliance (“GMRC”) Advisory – Vice President is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact

from: linkedin.com - 16 days ago

Avalon Legal Search - Houston, TX, United States

practice group in the firm’s Austin, Dallas, or Houston offices. Ideal candidates will have (1-3) years of experience advising on privacy and cybersecurity issues, such as risk advisory and compliance

from: linkedin.com - 7 days ago

Legacy Search Advisors - Charlotte, NC, United States

markets firm who provides customized investment and advisory solutions to a global clientele. The Compliance Associate will assist with the administering of the compliance program for funds registered

from: linkedin.com - 7 days ago

4Thought Financial Group, Inc. - Syosset, NY, United States

) · MBA, Law, or other technical graduate degree such as Engineering or Info Technology (preferred) · Experience working in a financial services operations or compliance role (preferred) Licenses: Series 65

from: linkedin.com - 9 days ago

BNP Paribas - New York, NY, United States

policies and procedures. Under Global Equities Americas, Compliance provides advisory coverage and challenge for various businesses and products including Cash Equities, ECM, Equity Derivatives, Equity

from: linkedin.com - 13 days ago

Realty Trust Group - Atlanta, GA, United States

range of services, including advisory, development, transactions, operations, and regulatory compliance. We are honored to have received the "Best Places to Work" recognition from Modern Healthcare

from: linkedin.com - 13 days ago

Cardea Group - New York, NY, United States

Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established

from: linkedin.com - 15 days ago