Chief Compliance Officer Jobs in Borough of Queens, NY

Simmons & Hanbury - , NY, United States

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities

from: linkedin.com - 3 days ago

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 10 days ago

Larson Maddox - New York, United States

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum

from: efinancialcareers.com - 7 days ago

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 12 days ago

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 12 days ago

In House Jobs | JDHuntr - New York, NY

In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY To apply go to JDHuntr.com *Exercises responsible financial management of the Legal

from: get.it - 9 days ago

Phaxis - New York, NY, United States

the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies

from: linkedin.com - 10 days ago

Atlantic Group - Maplewood, NJ, United States

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams

from: linkedin.com - 18 days ago

In House Jobs | JDHuntr - New York City, NY

In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY To apply go to JDHuntr.com Develop, implement, and maintain broker -dealer and alternative trading systems

from: get.it - 7 days ago

Cardea Group - New York, NY, United States

with the General Counsel/Chief Compliance Officer to uphold the legal and compliance services offered. Compensation: $125-140K base**; $140-185K all-in Job Reference #1938

from: linkedin.com - 5 days ago