Senior Compliance Officer Jobs in Jersey City, NJ

Cardea Group - New York, NY, United States

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices...

from: linkedin.com - 13 days ago

Société Générale - , NY, United States

Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates...

from: linkedin.com - 8 days ago

JPMorgan Chase Bank, N.A. - New York, NY

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase...

from: JPMorgan Chase Bank, N.A. - 5 days ago

Global Investment Bank and Broker Dealer - , NY, United States

Our client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the...

from: linkedin.com - 22 days ago

Phyton Talent Advisors - New York, NY, United States

: - Provide status updates and activity reports to senior compliance officers and other key stakeholders. - Manage projects and participate in firm-wide initiatives and training programs. 5. Additional

from: linkedin.com - 13 days ago

Deutsche Bank - New York, United States

Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS: Today, markets face a whole new salary range for this position in New York City/California is $116,250-$200,000

from: efinancialcareers.com - 23 days ago

White Oak Commercial Finance - New York, NY, United States

. · Approve and facilitate daily advance requests. · Work closely with senior and portfolio management officers, operations, collateral analyst, and accounting teams to effectively and efficiently service

from: linkedin.com - 10 days ago

The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States

trades. Role Requirements/Qualifications Bachelors Degree and a J.D. Member of New York State Bar 7+ years of experience as a senior legal officer, preferably in-house at an asset management firm. Current

from: linkedin.com - 27 days ago

Bloomberg - New York, United States

What's The Role? The Global Compliance team within Bloomberg's Legal & Compliance Department provides coverage of our regulated entities... Competitive

from: efinancialcareers.com - 21 days ago

In House Jobs | JDHuntr - New York, NY

General Counsel Jobs JDHuntr 59947 Senior Counsel and Compliance Officer $225K - $285K (Hybrid), New York, NY To apply go to JDHuntr.com *Advising the business on emerging legal and regulatory risks

from: get.it - More than 30 days ago