Senior Compliance Officer Jobs

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Senior AFC & Compliance Officer - Alternatives  

DWS Group - Chicago, IL, United States

Employer: DWS Group Title: Senior AFC & Compliance Officer - Alternatives Location: Chicago, IL About DWS: DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets

from: linkedin.com (+1 source) - 5 days ago

Senior Compliance Officer  

Xponance, Inc. - Philadelphia, PA, United States

to driving innovation and delivering value to our clients and the broader investment landscape. Opportunity – Senior Compliance Officer Xponance is looking for an ethical, teamwork driven compliance

from: linkedin.com - 14 days ago

Senior Contract Compliance Officer  

City Wide Facility Solutions - San Diego, CA

Senior Contract Compliance Officer who will work closely with our Night Supervisor to ensure the services we provide are in compliance. The duties include, but are not limited to: Develop and maintain

from: workable.com (+1 source) - 2 days ago

VP, Senior BSA Compliance Officer  

NexBank - Dallas, TX, United States

advisory services to clients throughout the U.S. Position Specifications: The VP, Senior BSA Compliance Officer reports to the Chief Compliance Officer/BSA Officer and is a strategic member of the compliance

from: linkedin.com - 23 days ago

Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor  

Société Générale - , NY, United States

Work closely with senior leaders, including attend / participate as a member in various business meetings to provide guidance to the...

from: linkedin.com - 23 days ago

Senior Vice President, Compliance Officer  

PIMCO - New York, United States

succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients. Overview PIMCO is seeking a Senior Compliance Officer to join its global Competitive

from: efinancialcareers.com - Yesterday

Corporate Counsel - Transactions  

Growing Biotech Org - , CA, United States

interact with C-Suite Executives & Senior Leaders including: Chief Legal Officer, Chief Corporate Strategy & Business Development Officer, Head of Innovation Acceleration, Chief Scientific Officer, etc

from: linkedin.com - 2 days ago

Compliance Legal Analyst/Manager  

Madison-Davis, LLC - Littleton, MA, United States

: Monitor and maintain current knowledge of regulatory and legal requirements relating to Credit Union operations, products, and services. Assist the VP/Senior Compliance Officer with evaluating, creating

from: linkedin.com - 11 days ago

Senior Compliance Officer - Institutional Sales Coverage  

Deutsche Bank - New York, United States

Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS: Today, markets face a whole new salary range for this position in New York City/California is $116,250-$200,000

from: efinancialcareers.com - 8 days ago

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Director of Human Resources  

Yonkers Contracting Company, Inc. - Yonkers, NY, United States

below. Reporting to the President & CEO, and collaborating closely with our General Counsel/Compliance Officer. Responsibilities include, but are not limited to: Collaborate with senior leadership

from: linkedin.com - 5 days ago


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