Senior Compliance Officer Jobs

Larson Maddox - Grand Blanc, MI, United States

Conduct regular risk assessments and compliance reviews to identify potential areas of vulnerability and implement corrective actions...

from: linkedin.com - 4 days ago

Allianz Trade in North America - Baltimore, MD, United States

Provide proactive advisory service in regulatory and compliance matters to the Regional Management team with regard to Anti-Financial...

from: linkedin.com - 2 days ago

Various Locations within the City of El Paso, TX

for Senior Code Compliance Officer. You must apply if you are still interested in this position. Note: This position is for the Police Department Night Enforcement position with the hours $38,610.00 - $65,040.00 Annually

from: Governmentjobs.com - Yesterday

Larson Maddox - Chicago, IL, United States

An investment firm in Chicago is looking to bring on a Senior Compliance Officer that is well versed in FINRA and SEC regulations holding their Series 7 and Series 24 licenses. This role provides

from: linkedin.com - 6 days ago

Madison-Davis, LLC - New York, NY, United States

A broker dealer located in Midtown Manhattan looking to bring on board a “Senior Compliance Officer Branch Inspections Team” to join their team. This role is currently in a hybrid schedule (3 days

from: linkedin.com - 6 days ago

First Citizens Bank - Raleigh, North Carolina

Risk Mitigation - Identifies and assesses compliance risks associated with AML, BSA, and OFAC business activities. Directs related...

from: resume-library.com - 3 days ago

DWS Group - New York, NY, United States

Employer: DWS Group Title: Senior Compliance Officer - Alternative Investments Location: New York, NY About DWS: DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets

from: linkedin.com - 10 days ago

Larson Maddox - Cleveland, OH, United States

A highly reputable and rapidly growing financial services organization is looking to add a driven, detailed, and engaging Senior Compliance Officer to its Investment Advisory team. An ideal candidate

from: linkedin.com - 23 days ago

Larson Maddox - Chicago, United States

Evaluate the current trade surveillance program to identify improvement opportunities, enhancing efficiency and ensuring compliance... USD80000 - USD120000 per annum

from: efinancialcareers.com - 9 days ago

CORE-CCO Services, LLC - Dallas, TX, United States

administrator. Opportunity The Compliance Associate will work as an integral part of client teams together with Senior Compliance Officers, Compliance Officers and Analysts to deliver exceptional compliance

from: linkedin.com - 10 days ago