Compliance Advisor Jobs in Jersey City, NJ
JPMorgan Chase Bank, N.A. - Jersey City, NJ
advisors to the Risk and Compliance organization. As part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer, RM&C Chief Financial Officer and the Risk Operating
from: JPMorgan Chase Bank, N.A. - 2 days ago
BNP Paribas - New York, NY, United States
The candidate will be responsible for providing compliance coverage to the Firm’s ECM business while also working closely with colleagues...
from: linkedin.com - 17 days ago
Société Générale - , NY, United States
Reference: 24000E9H Responsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale
from: linkedin.com - 16 days ago
S&P Global - New York, United States
About the Role: Grade Level (for internal use): 12 Director, Global Sanctions & Financial Crimes Compliance Program Advisor About the Role: Responsibilities and Impact: The Impact: The Director Competitive
from: efinancialcareers.com - 12 days ago
Equitable Advisors - Secaucus, NJ, United States
powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial
from: linkedin.com - Yesterday
Morgan Stanley - , NY, United States
Draft/revise and execute on policies Providing financial crimes subject matter expertise on changes in regulatory requirements and serving as an effective advisor to the business, legal, risk
from: linkedin.com - 9 days ago
Deutsche Bank - New York, United States
required. 5 to 7 years of compliance experience with experience as a Compliance Officer/Advisor for a broker dealer and/or registered investment advisor. Fluent in all FINRA and SEC issues and concerns salary range for this position in New York City/California is $116,250-$200,000
from: efinancialcareers.com - Yesterday
BNY Mellon - New York, NY, United States
for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. This role is located in New York City, NY - HYBRID. In this role, you’ll make an impact in the following ways
from: linkedin.com (+1 source) - 24 days ago
The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States
advisors. This individual will be responsible for ensuring compliance with all communications and advertising rules, working with the Distribution and Marketing teams and generally assisting the Legal
from: linkedin.com - 10 days ago
Capital One - New York, United States
Center 2 (19050), United States of America, McLean, Virginia Manager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role Competitive
from: efinancialcareers.com - 27 days ago
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