Compliance Officer Jobs in Connecticut

Atlantic Group - Stamford, CT, United States

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance

from: linkedin.com - 6 days ago

Evolution - Fairfield, CT, United States

The Compliance Officer will be responsible for overseeing operational and studio compliance for the Fairfield, CT live studios. Essential Job Function & Responsibilities Adaptable and agile, can work

from: linkedin.com (+1 source) - 23 days ago

In House Jobs | JDHuntr - Greenwich, CT

In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Developing and managing the firms compliance testing program, including testing procedures

from: get.it - More than 30 days ago

Greenwich, CT, United States

opportunity to learn from seasoned attorneys. Any compliance related background is beneficial but not required. This attorney will report to the firm’s Chief Compliance Officer. What You’ll Do • Provide

from: linkedin.com - 11 days ago

JCW - , CT, United States

and efficiently, adhering to all regulatory requirements. Maintain accurate and up-to-date client records and files, ensuring compliance with all relevant policies and procedures. Coordinate and schedule meetings

from: linkedin.com - 6 days ago

Internal Revenue Service - Waterbury, Connecticut (+4 locations)

Experience of basic business practices and methods, such as record keeping, to review business operations. OR One year of graduate...

from: Usajobs.gov - More than 30 days ago

Johnson Brunetti Retirement & Investment Specialists - Wethersfield, CT, United States

· Ability to work in a fast-paced, evolving environment with minimal supervision Position Responsibilities Work in conjunction with the Chief Compliance Officer to manage the day-to-day requirements

from: linkedin.com - 9 days ago

The PeterSan Group and PeterSan Legal Staffing - Greenwich, CT, United States

) related functions, help manage external contractual relationships, and supervise outside counsel. Expertise in employee relations, compensation, benefits, HR compliance, litigation management

from: linkedin.com - 15 days ago

In House Jobs | JDHuntr - Greenwich, CT

In House Counsel Jobs | JDHuntr 39166 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Overseeing all compliance aspects of the firms financial advisor platform. Responding to regulatory

from: get.it - More than 30 days ago

Atlantic Group - , CT, United States

Location: Onsite - Fairfield County, CT Compensation: $200k-$250k base + bonus ($100k-$150k) Responsibilities: The Compliance Officer – Regulated Funds will drive the regulatory compliance function

from: linkedin.com - 15 days ago