Chief Compliance Officer Jobs in Connecticut

Greenwich, CT, United States

opportunity to learn from seasoned attorneys. Any compliance related background is beneficial but not required. This attorney will report to the firm’s Chief Compliance Officer. What You’ll Do • Provide

from: linkedin.com - 9 days ago

Johnson Brunetti Retirement & Investment Specialists - Wethersfield, CT, United States

· Ability to work in a fast-paced, evolving environment with minimal supervision Position Responsibilities Work in conjunction with the Chief Compliance Officer to manage the day-to-day requirements

from: linkedin.com - 7 days ago

Alera Group - Wethersfield, Connecticut

. The Compliance Analyst provides assistance and oversight for the Firm’s Investment Advisory Compliance function. This includes assisting the Chief Compliance Officer with regulatory filings and registrations

from: resume-library.com - 26 days ago

Atlantic Group - , CT, United States

on the Investment Company Act of 1940 (“1940 Act”). For a successful candidate, this position is intended to grow into a Chief Compliance Officer – Regulated Funds role in the near term. Key responsibilities include

from: linkedin.com - 13 days ago

The PeterSan Group and PeterSan Legal Staffing - Greenwich, CT, United States

and transactional matters is essential. This role will work closely with both our General Counsel, our Chief People Officer, and other attorneys within our Legal group. Responsibilities • Work with HR to resolve

from: linkedin.com - 13 days ago

In House Jobs | JDHuntr - Rocky Hill, CT

. Reporting to the Chief Executive Officer (CEO), the GC is responsible for building and overseeing the legal functions of the organization, as well as advising the leadership team on operations, capitalization

from: get.it - More than 30 days ago

Larson Maddox - Greenwich, CT, United States

to work on a variety of HR-related initiatives on a global level. Key Responsibilities : Work closely with the General Counsel and Chief Human Resources Officer on various employee relation matters. Support

from: linkedin.com - 12 days ago

JCW - , CT, United States

JCW Group is currently partnering with a rapidly growing bank in Fairfield County, CT area to hire a Chief Risk Officer. Summary: Tasked with advancing adherence to risk and regulatory standards

from: linkedin.com - 15 days ago