Compliance Jobs in New York, NY

Bright Power, Inc. - New York, NY, United States

Benchmarking and Compliance Intern Multiple Specialties: Tenant Data, Owner Data Reports To: Program Coordinator – Data Acquisition Location: New York, NY or Remote Bright Power has been

from: linkedin.com - 4 days ago

Capital One - New York, United States

Center 2 (19050), United States of America, McLean, VirginiaManager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role

from: us.lifeworq.com - 2 days ago

Cantor Fitzgerald - New York, NY, United States

coverage for BGC, including Fenics, and GFI entities. licensing requirements to approve cross-border transactions. closely with business, compliance, legal risk, and operations to facilitate new business

from: linkedin.com - 3 days ago

Cardea Group - New York, NY, United States

Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit

from: linkedin.com - 3 days ago

Response Companies - New York, NY, United States

, bulletins and other regulatory publications applicable to their business, and conduct ad hoc regulatory and compliance-related research/projects. Candidates MUST HAVE P&C Comm. lines experience

from: linkedin.com - 5 days ago

Apex Systems - New York, NY, United States

***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory procedures in the space.*** Client: Banking Location

from: linkedin.com - 3 days ago

Rutherford - , NY, United States

Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team. Main Responsibilities Key responsibilities

from: linkedin.com - 3 days ago

Crédit Agricole CIB - New York, NY, United States

Summary: The Compliance Department at Credit Agricole’s Combined US Operations (CUSO) is looking for an experienced executive to join us as the Policies and Procedures Officer. The candidate

from: linkedin.com - 13 days ago

Solomon Page - New York, NY, United States

We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that provides investment guidance

from: linkedin.com - 4 days ago

The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States

and private equity funds) on a wide spectrum of matters including compliance and regulatory issues, capital raising, marketing, investor relations, fund formation and structuring, corporate transactional

from: linkedin.com - 6 days ago